Institution record
ActivTrades
ActivTrades PLC.
- Source score
- —
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (banks and deposit-taking institutions) are listed first. Check each one on the regulator's own register.
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing ActivTrades against peer institutions in our banks and deposit-taking institutions dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| ActivTrades (this record) | SCBFCA | 1 / 2 | Risk level not supplied | — | 0 |
| Al Rayan Bank | PRAFCA | 2 / 2 | Risk level not supplied | — | 0 |
| Lloyds Bank | PRAFCA | 2 / 2 | Risk level not supplied | — | 0 |
| Danske Bank | DKFSAFCA | 2 / 2 | Risk level not supplied | — | 0 |
| Investec | FCAFSCA | 2 / 2 | Risk level not supplied | — | 0 |
| MUFG Bank | PRAOCCHKMA+4 | 7 / 7 | Risk level not supplied | — | 0 |
ActivTrades: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is ActivTrades's regulatory licence status and supervisory authorisation?
In our imported dataset, ActivTrades (legal entity reference: ActivTrades PLC.) holds 2 recorded licence entries, of which 1 carries a "regulated" status and 1 are marked regulated or registered: SCB (Securities Commission of The Bahamas) — licence SP-64388, status: offshore, Offshore; FCA (Financial Conduct Authority) — licence 434413, status: regulated, Tier-1. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official SCB, FCA public register.
Which of ActivTrades's jurisdictions and licences fall within this site's regulatory coverage?
ActivTrades is tracked under our banks and deposit-taking institutions coverage scope based on its institutional service profile (CFDs, Precious metals, Stock indices, Forex) rather than a domestic focus licence. Its 2 recorded licences (SCB, FCA) should be evaluated for cross-border passporting and local solicitation rules.
What is ActivTrades's institutional risk classification, enforcement exposure, and score profile?
ActivTrades carries a "risk level not supplied" classification in the source dataset (composite numeric scores are not supplied for this record). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to ActivTrades's platforms, entity structure, and complaints?
Before allocating capital or executing trades with ActivTrades (listed execution software: ActivTrader), institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to SCB.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from FinLexicon Wiki relevant to ActivTrades's supervisory scope.
Statutory Law & Custody Architecture
Statutory Client Asset Segregation & Insolvency Waterfalls: Comparative Legal Architecture of FCA CASS 7, SEC Rule 15c3-3, SIPA, and EU MiFID II Custody Regimes (2026)
A definitive statutory and insolvency-law reference comparing UK FCA CASS 7 statutory trusts, US SEC Rule 15c3-3 customer reserve formulas and SIPA liquidations, EU MiFID II Article 16(8)-(10) title-transfer prohibitions, and Japanese FIEA Article 43-2 trust bank mandates.
ISDA & Counterparty Credit Lexicon
Expanded Risk-Based Approach (ERBA) Basel III Endgame Standard: CCAR / DFAST Supervisory Stress Test & Pillar 3 Disclosure Rules (-4.8% Cat I/II CET1 Change Benchmark)
Expanded Risk-Based Approach (ERBA) Basel III Endgame Standard (BASEL-ERBA-2026) stands at -4.8% (Cat I/II CET1 Change) (Source: Federal Reserve / OCC / FDIC, 2026-10-20), governing stress capital buffer (SCB) interactio
Prudential Regulation & Capital Standards
SEC Rule 17ad-22(e)(18) U.S. Treasury Central Clearing Mandate: CCAR / DFAST Supervisory Stress Test & Pillar 3 Disclosure Rules (100% Eligible Repo Scope Benchmark)
SEC Rule 17ad-22(e)(18) U.S. Treasury Central Clearing Mandate (SEC-UST-CLEARING) stands at 100% (Eligible Repo Scope) (Source: U.S. Securities and Exchange Commission, 2026-10-20), governing stress capital buffer (SCB)
Market Microstructure & Derivatives Taxonomy
FICC Sponsored Member Repo (SMR) Done-With & Done-Away Clearing: CCAR / DFAST Supervisory Stress Test & Pillar 3 Disclosure Rules ($1.95T Daily Sponsored Volume Benchmark)
FICC Sponsored Member Repo (SMR) Done-With & Done-Away Clearing (FICC-SPONSORED-REPO) stands at $1.95T (Daily Sponsored Volume) (Source: DTCC Fixed Income Clearing Corp, 2026-10-20), governing stress capital buffer (SCB)