Institution record
AUS GLOBAL
AUS Global MU Limited
- Source score
- —
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (banks and deposit-taking institutions) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
SCATier-2 Securities and Commodities Authority | 20200000207 | Registered | AUS GLOBAL FINANCIAL SERVICES LLC | 2024-06-04 | |
FSCOffshore Financial Services Commission, Mauritius | GB23201412 | Regulated | AUS Global MU Ltd | 20/04/2023 | |
ASICTier-1 Australian Securities and Investments Commission | 000427848 | Regulated | AUS GLOBAL FINANCIAL (AU) PTY. LTD | 2012-10-12 | |
CyFOTier-2 FINANCIAL OMBUDSMAN OF THE REPUBLIC OF CYPRUS | 350/17 | Regulated | AC Markets (Europe) Ltd | 2017-11-12 | |
FSCATier-2 Financial Sector Conduct Authority | 52171 | Registered | AUS GLOBAL ZA (PTY) LTD | 2022-03-11 |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing AUS GLOBAL against peer institutions in our banks and deposit-taking institutions dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| AUS GLOBAL (this record) | SCAFSCASIC+2 | 3 / 5 | Risk level not supplied | — | 0 |
| Westpac | APRARBNZASIC | 3 / 3 | Risk level not supplied | — | 0 |
| Macquarie Bank | APRAASICASIC | 3 / 3 | Risk level not supplied | — | 0 |
| Absa Group | SARBFSCA | 2 / 2 | Risk level not supplied | — | 0 |
| African Bank Limited | SARBFSCA | 2 / 2 | Risk level not supplied | — | 0 |
| Bank Zero | SARBFSCA | 2 / 2 | Risk level not supplied | — | 0 |
AUS GLOBAL: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is AUS GLOBAL's regulatory licence status and supervisory authorisation?
In our imported dataset, AUS GLOBAL (legal entity reference: AUS Global MU Limited) holds 5 recorded licence entries, of which 3 carry a "regulated" status and 5 are marked regulated or registered: SCA (Securities and Commodities Authority) — licence 20200000207, status: registered, Tier-2; FSC (Financial Services Commission, Mauritius) — licence GB23201412, status: regulated, Offshore; ASIC (Australian Securities and Investments Commission) — licence 000427848, status: regulated, Tier-1; CyFO (FINANCIAL OMBUDSMAN OF THE REPUBLIC OF CYPRUS) — licence 350/17, status: regulated, Tier-2; FSCA (Financial Sector Conduct Authority) — licence 52171, status: registered, Tier-2. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official SCA, FSC, ASIC public register.
Which of AUS GLOBAL's jurisdictions and licences fall within this site's regulatory coverage?
AUS GLOBAL is registered at Suite 803,8 Floor,Hennessy Tower Pope Hennessy Street Port Louis , Mauritius and tracked under our banks and deposit-taking institutions scope based on its institutional service profile (Cryptocurrencies, Precious metals, Stock indices, Forex, Stocks, Futures) rather than a domestic focus licence. Its 5 recorded licences (SCA, FSC, ASIC, CyFO, FSCA) should be evaluated for cross-border passporting and local solicitation rules.
What is AUS GLOBAL's institutional risk classification, enforcement exposure, and score profile?
AUS GLOBAL carries a "risk level not supplied" classification in the source dataset (composite numeric scores are not supplied for this record). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to AUS GLOBAL's platforms, entity structure, and complaints?
Before allocating capital or executing trades with AUS GLOBAL (listed execution software: AUS GLOBAL cTrader), institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to SCA.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from FinLexicon Wiki relevant to AUS GLOBAL's supervisory scope.
Statutory Law & Custody Architecture
Statutory Client Asset Segregation & Insolvency Waterfalls: Comparative Legal Architecture of FCA CASS 7, SEC Rule 15c3-3, SIPA, and EU MiFID II Custody Regimes (2026)
A definitive statutory and insolvency-law reference comparing UK FCA CASS 7 statutory trusts, US SEC Rule 15c3-3 customer reserve formulas and SIPA liquidations, EU MiFID II Article 16(8)-(10) title-transfer prohibitions, and Japanese FIEA Article 43-2 trust bank mandates.
Prudential Regulation & Capital Standards
Standardized Approach for Counterparty Credit Risk (SA-CCR) Alpha Factor: Statutory Definition, Regulatory Scope & Compliance Deadlines (1.4x Supervisory Alpha Scalar Benchmark)
Standardized Approach for Counterparty Credit Risk (SA-CCR) Alpha Factor (SA-CCR-EAD) stands at 1.4x (Supervisory Alpha Scalar) (Source: BIS BCBS CRE52, 2026-10-20), governing exact rule citations, covered entities, and
Market Microstructure & Derivatives Taxonomy
Standardized Approach for Counterparty Credit Risk (SA-CCR) Alpha Factor: Balance-Sheet Netting Mechanics & RWA Capital Weight Calculation (1.4x Supervisory Alpha Scalar Benchmark)
Standardized Approach for Counterparty Credit Risk (SA-CCR) Alpha Factor (SA-CCR-EAD) stands at 1.4x (Supervisory Alpha Scalar) (Source: BIS BCBS CRE52, 2026-10-20), governing multilateral netting compression and Tier-1
Central Clearing & Repo Architecture
Standardized Approach for Counterparty Credit Risk (SA-CCR) Alpha Factor: Cross-Jurisdictional Comparison: US vs. EU CRR III vs. UK PRA (1.4x Supervisory Alpha Scalar Benchmark)
Standardized Approach for Counterparty Credit Risk (SA-CCR) Alpha Factor (SA-CCR-EAD) stands at 1.4x (Supervisory Alpha Scalar) (Source: BIS BCBS CRE52, 2026-10-20), governing national divergences, gold-plating removals,