Institution record
BAXIA MARKETS
- Source score
- —
- Warnings
- 1
- Comments
- 0
Licence records
Licences within our coverage (banks and deposit-taking institutions) are listed first. Check each one on the regulator's own register.
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing BAXIA MARKETS against peer institutions in our banks and deposit-taking institutions dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| BAXIA MARKETS (this record) | FSASCB | 0 / 2 | Risk level not supplied | — | 1 |
| MUFG Bank | PRAOCCHKMA+4 | 7 / 7 | Risk level not supplied | — | 0 |
| Deutsche Bank AG | FRSECBPRA+1 | 4 / 4 | Risk level not supplied | — | 0 |
| American Express | FRSOCCFDIC | 3 / 3 | Risk level not supplied | — | 0 |
| BofA | FDICFRSOCC | 3 / 3 | Risk level not supplied | — | 0 |
| Citibank, N.A. | OCCFDICFRS | 3 / 3 | Risk level not supplied | — | 0 |
BAXIA MARKETS: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is BAXIA MARKETS's regulatory licence status and supervisory authorisation?
In our imported dataset, BAXIA MARKETS (legal entity reference: BAXIA MARKETS) holds 2 recorded licence entries, of which 0 carry a "regulated" status and 0 are marked regulated or registered: FSA (Financial Services Authority Seychelles) — licence SD104, status: offshore, Offshore; SCB (Securities Commission of The Bahamas) — licence SIA-F234, status: offshore, Offshore. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official FSA, SCB public register.
Which of BAXIA MARKETS's jurisdictions and licences fall within this site's regulatory coverage?
BAXIA MARKETS is registered at CT House, Office 5E Providence, Mahe Seychelles. and tracked under our banks and deposit-taking institutions scope based on its institutional service profile (Indices, Forex) rather than a domestic focus licence. Its 2 recorded licences (FSA, SCB) should be evaluated for cross-border passporting and local solicitation rules.
What is BAXIA MARKETS's institutional risk classification, enforcement exposure, and score profile?
BAXIA MARKETS carries a "risk level not supplied" classification in the source dataset (composite numeric scores are not supplied for this record). The record flags 1 regulatory warning or complaint count. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to BAXIA MARKETS's platforms, entity structure, and complaints?
Before allocating capital or executing trades with BAXIA MARKETS, institutional and retail allocators should: (1) confirm the domain (baxiamarkets.com/en) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 1 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to FSA.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from FinLexicon Wiki relevant to BAXIA MARKETS's supervisory scope.
ISDA & Counterparty Credit Lexicon
Expanded Risk-Based Approach (ERBA) Basel III Endgame Standard: CCAR / DFAST Supervisory Stress Test & Pillar 3 Disclosure Rules (-4.8% Cat I/II CET1 Change Benchmark)
Expanded Risk-Based Approach (ERBA) Basel III Endgame Standard (BASEL-ERBA-2026) stands at -4.8% (Cat I/II CET1 Change) (Source: Federal Reserve / OCC / FDIC, 2026-10-20), governing stress capital buffer (SCB) interactio
Prudential Regulation & Capital Standards
SEC Rule 17ad-22(e)(18) U.S. Treasury Central Clearing Mandate: CCAR / DFAST Supervisory Stress Test & Pillar 3 Disclosure Rules (100% Eligible Repo Scope Benchmark)
SEC Rule 17ad-22(e)(18) U.S. Treasury Central Clearing Mandate (SEC-UST-CLEARING) stands at 100% (Eligible Repo Scope) (Source: U.S. Securities and Exchange Commission, 2026-10-20), governing stress capital buffer (SCB)
ISDA & Counterparty Credit Lexicon
Basel III 72.5% Standardized Risk-Weighted Asset (RWA) Output Floor: CCAR / DFAST Supervisory Stress Test & Pillar 3 Disclosure Rules (72.5% Minimum RWA Floor Benchmark)
Basel III 72.5% Standardized Risk-Weighted Asset (RWA) Output Floor (BCBS-OUTPUT-FLOOR) stands at 72.5% (Minimum RWA Floor) (Source: Basel Committee (BCBS d424), 2026-10-20), governing stress capital buffer (SCB) interac
Prudential Regulation & Capital Standards
Liquidity Coverage Ratio (LCR) & Level 1 HQLA Buffer Standard: CCAR / DFAST Supervisory Stress Test & Pillar 3 Disclosure Rules (100% 30-Day Stress Minimum Benchmark)
Liquidity Coverage Ratio (LCR) & Level 1 HQLA Buffer Standard (LCR-HQLA-RATIO) stands at 100% (30-Day Stress Minimum) (Source: BIS Basel Committee, 2026-10-20), governing stress capital buffer (SCB) interactions and quar