Institution record
Doo Prime
- Source score
- —
- Warnings
- 1
- Comments
- 0
Licence records
Licences within our coverage (banks and deposit-taking institutions) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
FCATier-1 Financial Conduct Authority | 833414 | Regulated | DOO Clearing Limited | 2019-06-17 | |
FINRATier-1 Financial Industry Regulatory Authority | 24409 | Regulated | DOO FINANCIAL US, INC. | — | |
FSAOffshore Financial Services Authority Seychelles | SD090 | Regulated | Doo Prime (Seychelles) Limited | 2021-11-03 | |
FSCOffshore Financial Services Commission, Mauritius | C119023907 | Regulated | DOO PRIME MAURITIUS LIMITED | 2020-05-26 | |
VFSCOffshore Vanuatu Financial Services Commission | 700238 | Regulated | DOO PRIME VANUATU LIMITED | 2023-04-17 | |
SECTier-1 U.S. Securities and Exchange Commission | 8-41551 | Regulated | DOO FINANCIAL US, INC. | — | |
ASICTier-1 Australian Securities and Investments Commission | 222650 | Regulated | DOO FINANCIAL AUSTRALIA LIMITED | 2002-10-21 |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing Doo Prime against peer institutions in our banks and deposit-taking institutions dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| Doo Prime (this record) | FCAFINRAFSA+4 | 7 / 7 | Risk level not supplied | — | 1 |
| Westpac | APRARBNZASIC | 3 / 3 | Risk level not supplied | — | 0 |
| Macquarie Bank | APRAASICASIC | 3 / 3 | Risk level not supplied | — | 0 |
| Al Rayan Bank | PRAFCA | 2 / 2 | Risk level not supplied | — | 0 |
| Commonwealth Bank of Australia | APRAASIC | 2 / 2 | Risk level not supplied | — | 0 |
| JPMorgan Chase & Co | FDICSEC | 2 / 2 | Risk level not supplied | — | 0 |
Doo Prime: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is Doo Prime's regulatory licence status and supervisory authorisation?
In our imported dataset, Doo Prime (legal entity reference: Doo Prime) holds 7 recorded licence entries, of which 7 carry a "regulated" status and 7 are marked regulated or registered: FCA (Financial Conduct Authority) — licence 833414, status: regulated, Tier-1; FINRA (Financial Industry Regulatory Authority) — licence 24409, status: regulated, Tier-1; FSA (Financial Services Authority Seychelles) — licence SD090, status: regulated, Offshore; FSC (Financial Services Commission, Mauritius) — licence C119023907, status: regulated, Offshore; VFSC (Vanuatu Financial Services Commission) — licence 700238, status: regulated, Offshore; SEC (U.S. Securities and Exchange Commission) — licence 8-41551, status: regulated, Tier-1; ASIC (Australian Securities and Investments Commission) — licence 222650, status: regulated, Tier-1. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official FCA, FINRA, FSA public register.
Which of Doo Prime's jurisdictions and licences fall within this site's regulatory coverage?
Doo Prime is registered at 208 Uxbridge Road, Shepherds Bush, London, England, W12 7JD. and tracked under our banks and deposit-taking institutions scope based on its institutional service profile (Cryptocurrencies, Precious metals, Stocks, Futures) rather than a domestic focus licence. Its 7 recorded licences (FCA, FINRA, FSA, FSC, VFSC, SEC, ASIC) should be evaluated for cross-border passporting and local solicitation rules.
What is Doo Prime's institutional risk classification, enforcement exposure, and score profile?
Doo Prime carries a "risk level not supplied" classification in the source dataset (composite numeric scores are not supplied for this record). The record flags 1 regulatory warning or complaint count. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to Doo Prime's platforms, entity structure, and complaints?
Before allocating capital or executing trades with Doo Prime, institutional and retail allocators should: (1) confirm the domain (dooclearing.co.uk) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 1 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to FCA.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from FinLexicon Wiki relevant to Doo Prime's supervisory scope.
Statutory Law & Custody Architecture
Statutory Client Asset Segregation & Insolvency Waterfalls: Comparative Legal Architecture of FCA CASS 7, SEC Rule 15c3-3, SIPA, and EU MiFID II Custody Regimes (2026)
A definitive statutory and insolvency-law reference comparing UK FCA CASS 7 statutory trusts, US SEC Rule 15c3-3 customer reserve formulas and SIPA liquidations, EU MiFID II Article 16(8)-(10) title-transfer prohibitions, and Japanese FIEA Article 43-2 trust bank mandates.
Market Microstructure & Derivatives Taxonomy
SEC Rule 17ad-22(e)(18) U.S. Treasury Central Clearing Mandate: Statutory Definition, Regulatory Scope & Compliance Deadlines (100% Eligible Repo Scope Benchmark)
SEC Rule 17ad-22(e)(18) U.S. Treasury Central Clearing Mandate (SEC-UST-CLEARING) stands at 100% (Eligible Repo Scope) (Source: U.S. Securities and Exchange Commission, 2026-10-20), governing exact rule citations, covere
Prudential Regulation & Capital Standards
SEC Rule 17ad-22(e)(18) U.S. Treasury Central Clearing Mandate: Clearinghouse Default Waterfall & Margin Segregation Rules (100% Eligible Repo Scope Benchmark)
SEC Rule 17ad-22(e)(18) U.S. Treasury Central Clearing Mandate (SEC-UST-CLEARING) stands at 100% (Eligible Repo Scope) (Source: U.S. Securities and Exchange Commission, 2026-10-20), governing omnibus versus legally segre
Market Microstructure & Derivatives Taxonomy
SEC Rule 17ad-22(e)(18) U.S. Treasury Central Clearing Mandate: Standardized Measurement Approach (SMA) & Loss Multiplier Rules (100% Eligible Repo Scope Benchmark)
SEC Rule 17ad-22(e)(18) U.S. Treasury Central Clearing Mandate (SEC-UST-CLEARING) stands at 100% (Eligible Repo Scope) (Source: U.S. Securities and Exchange Commission, 2026-10-20), governing Internal Loss Multiplier (IL