Institution record
Dukascopy Bank
Dukascopy Bank SA
- Source score
- —
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (banks and deposit-taking institutions) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
LatvijasTier-2 Latvijas Banka | 40003344762 | Regulated | Dukascopy Bank SA | 1997-05-30 | |
FINMATier-1 Swiss Financial Market Supervisory Authority | Number pending check | Regulated | Dukascopy Bank SA | — | |
FSATier-1 Financial Services Agency | Kanto Local Finance Bureau (FIBO) No. 2408 | Regulated | Dukascopy Japan K.K. | 2010-06-08 |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing Dukascopy Bank against peer institutions in our banks and deposit-taking institutions dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| Dukascopy Bank (this record) | LatvijasFINMAFSA | 3 / 3 | Risk level not supplied | — | 0 |
| MUFG Bank | PRAOCCHKMA+4 | 7 / 7 | Risk level not supplied | — | 0 |
| Altum | LBLatvijas | 1 / 2 | Risk level not supplied | — | 0 |
| Citadele Banka | ECBLatvijas | 2 / 2 | Risk level not supplied | — | 0 |
| Habib Bank AG Zurich | CBUAEFINMA | 2 / 2 | Risk level not supplied | — | 0 |
| 18shinwabank | FSA | 1 / 1 | Risk level not supplied | — | 0 |
Dukascopy Bank: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is Dukascopy Bank's regulatory licence status and supervisory authorisation?
In our imported dataset, Dukascopy Bank (legal entity reference: Dukascopy Bank SA) holds 3 recorded licence entries, of which 3 carry a "regulated" status and 3 are marked regulated or registered: Latvijas (Latvijas Banka) — licence 40003344762, status: regulated, Tier-2; FINMA (Swiss Financial Market Supervisory Authority) — licence Number pending check, status: regulated, Tier-1; FSA (Financial Services Agency) — licence Kanto Local Finance Bureau (FIBO) No. 2408, status: regulated, Tier-1. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official Latvijas, FINMA, FSA public register.
Which of Dukascopy Bank's jurisdictions and licences fall within this site's regulatory coverage?
Dukascopy Bank is tracked under our banks and deposit-taking institutions coverage scope based on its institutional service profile (Cryptocurrencies, Indices, Forex, Stocks, Options, Bonds) rather than a domestic focus licence. Its 3 recorded licences (Latvijas, FINMA, FSA) should be evaluated for cross-border passporting and local solicitation rules.
What is Dukascopy Bank's institutional risk classification, enforcement exposure, and score profile?
Dukascopy Bank carries a "risk level not supplied" classification in the source dataset (composite numeric scores are not supplied for this record). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to Dukascopy Bank's platforms, entity structure, and complaints?
Before allocating capital or executing trades with Dukascopy Bank (listed execution software: JForex), institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to Latvijas.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from FinLexicon Wiki relevant to Dukascopy Bank's supervisory scope.
Statutory Law & Custody Architecture
Statutory Client Asset Segregation & Insolvency Waterfalls: Comparative Legal Architecture of FCA CASS 7, SEC Rule 15c3-3, SIPA, and EU MiFID II Custody Regimes (2026)
A definitive statutory and insolvency-law reference comparing UK FCA CASS 7 statutory trusts, US SEC Rule 15c3-3 customer reserve formulas and SIPA liquidations, EU MiFID II Article 16(8)-(10) title-transfer prohibitions, and Japanese FIEA Article 43-2 trust bank mandates.
Derivatives Margin & Prudential Regulation
ISDA 2026 SIMM Risk Weights, Uncleared Margin Rules (UMR) Thresholds & VM/IM Collateral Eligibility
ISDA Standard Initial Margin Model (SIMM) refers to a parametric, sensitivity-based methodology calibrated across a 10-day margin period of risk (MPOR) at a 99% confidence interval to calculate regulatory initial margin for non-centrally cleared over-the-counter (OTC) derivatives under BCBS-IOSCO Uncleared Margin Rules (UMR).
Market Microstructure & Derivatives Taxonomy
U.S. Treasury Central Clearing Mandate & FICC Sponsored Repo: Done-With vs. Done-Away Clearing Mechanics
U.S. Treasury Central Clearing Mandate refers to SEC Rule 17ad-22(e)(18) requiring FICC central clearing for eligible Treasury cash trades by December 31, 2026 and repos by June 30, 2027.
Prudential Regulation & Capital Standards
Expanded Risk-Based Approach (ERBA) Basel III Endgame Standard: Statutory Definition, Regulatory Scope & Compliance Deadlines (-4.8% Cat I/II CET1 Change Benchmark)
Expanded Risk-Based Approach (ERBA) Basel III Endgame Standard (BASEL-ERBA-2026) stands at -4.8% (Cat I/II CET1 Change) (Source: Federal Reserve / OCC / FDIC, 2026-10-20), governing exact rule citations, covered entities