Institution record
EBC FINANCIAL GROUP LIMITED
- Source score
- —
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (banks and deposit-taking institutions) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
ASICTier-1 Australian Securities and Investments Commission | 000500991 | Regulated | EBC GLOBAL PTY LTD | 2018-01-24 | |
CIMAOffshore Cayman Islands Monetary Authority | 2038223 | Registered | EBC Financial Group | 2024-03-14 | |
FCATier-1 Financial Conduct Authority | 927552 | Regulated | EBC Financial Group | 2021-02-08 |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing EBC FINANCIAL GROUP LIMITED against peer institutions in our banks and deposit-taking institutions dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| EBC FINANCIAL GROUP LIMITED (this record) | ASICCIMAFCA | 2 / 3 | Risk level not supplied | — | 0 |
| Westpac | APRARBNZASIC | 3 / 3 | Risk level not supplied | — | 0 |
| Macquarie Bank | APRAASICASIC | 3 / 3 | Risk level not supplied | — | 0 |
| Al Rayan Bank | PRAFCA | 2 / 2 | Risk level not supplied | — | 0 |
| Commonwealth Bank of Australia | APRAASIC | 2 / 2 | Risk level not supplied | — | 0 |
| Lloyds Bank | PRAFCA | 2 / 2 | Risk level not supplied | — | 0 |
EBC FINANCIAL GROUP LIMITED: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is EBC FINANCIAL GROUP LIMITED's regulatory licence status and supervisory authorisation?
In our imported dataset, EBC FINANCIAL GROUP LIMITED (legal entity reference: EBC FINANCIAL GROUP LIMITED) holds 3 recorded licence entries, of which 2 carry a "regulated" status and 3 are marked regulated or registered: ASIC (Australian Securities and Investments Commission) — licence 000500991, status: regulated, Tier-1; CIMA (Cayman Islands Monetary Authority) — licence 2038223, status: registered, Offshore; FCA (Financial Conduct Authority) — licence 927552, status: regulated, Tier-1. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official ASIC, CIMA, FCA public register.
Which of EBC FINANCIAL GROUP LIMITED's jurisdictions and licences fall within this site's regulatory coverage?
EBC FINANCIAL GROUP LIMITED is registered at level 17, Dashwood House 69 Old Broad Street London EC2M 1QSE C 2 M 1 Q S UNITED KINGDOM and tracked under our banks and deposit-taking institutions scope based on its institutional service profile (Indices, Forex, Stocks, Commodities) rather than a domestic focus licence. Its 3 recorded licences (ASIC, CIMA, FCA) should be evaluated for cross-border passporting and local solicitation rules.
What is EBC FINANCIAL GROUP LIMITED's institutional risk classification, enforcement exposure, and score profile?
EBC FINANCIAL GROUP LIMITED carries a "risk level not supplied" classification in the source dataset (composite numeric scores are not supplied for this record). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to EBC FINANCIAL GROUP LIMITED's platforms, entity structure, and complaints?
Before allocating capital or executing trades with EBC FINANCIAL GROUP LIMITED, institutional and retail allocators should: (1) confirm the domain (ebc-fin.co/about-us) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to ASIC.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from FinLexicon Wiki relevant to EBC FINANCIAL GROUP LIMITED's supervisory scope.
Statutory Law & Custody Architecture
Statutory Client Asset Segregation & Insolvency Waterfalls: Comparative Legal Architecture of FCA CASS 7, SEC Rule 15c3-3, SIPA, and EU MiFID II Custody Regimes (2026)
A definitive statutory and insolvency-law reference comparing UK FCA CASS 7 statutory trusts, US SEC Rule 15c3-3 customer reserve formulas and SIPA liquidations, EU MiFID II Article 16(8)-(10) title-transfer prohibitions, and Japanese FIEA Article 43-2 trust bank mandates.
Derivatives Margin & Prudential Regulation
ISDA 2026 SIMM Risk Weights, Uncleared Margin Rules (UMR) Thresholds & VM/IM Collateral Eligibility
ISDA Standard Initial Margin Model (SIMM) refers to a parametric, sensitivity-based methodology calibrated across a 10-day margin period of risk (MPOR) at a 99% confidence interval to calculate regulatory initial margin for non-centrally cleared over-the-counter (OTC) derivatives under BCBS-IOSCO Uncleared Margin Rules (UMR).
Market Microstructure & Derivatives Taxonomy
U.S. Treasury Central Clearing Mandate & FICC Sponsored Repo: Done-With vs. Done-Away Clearing Mechanics
U.S. Treasury Central Clearing Mandate refers to SEC Rule 17ad-22(e)(18) requiring FICC central clearing for eligible Treasury cash trades by December 31, 2026 and repos by June 30, 2027.
Prudential Regulation & Capital Standards
Expanded Risk-Based Approach (ERBA) Basel III Endgame Standard: Statutory Definition, Regulatory Scope & Compliance Deadlines (-4.8% Cat I/II CET1 Change Benchmark)
Expanded Risk-Based Approach (ERBA) Basel III Endgame Standard (BASEL-ERBA-2026) stands at -4.8% (Cat I/II CET1 Change) (Source: Federal Reserve / OCC / FDIC, 2026-10-20), governing exact rule citations, covered entities