Institution record
FxPro
FXPRO UK Limited
- Source score
- —
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (banks and deposit-taking institutions) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
BaFinTier-1 Bundesanstalt für Finanzdienstleistungsaufsicht | 121095 | Registered | XPRO Financial Services Ltd | — | |
FSCATier-2 Financial Sector Conduct Authority | 45052 | Regulated | FXPRO FINANCIAL SERVICES LTD | 2015-07-07 | |
FCATier-1 Financial Conduct Authority | 509956 | Regulated | FXPRO UK Limited | 2010-09-10 | |
CYSECTier-2 Cyprus Securities and Exchange Commission | 078/07 | Regulated | 078/07 | 2007-03-05 | |
SCBOffshore Securities Commission of The Bahamas | SIA-F184 | Regulated | FxPro Global Markets Ltd | — | |
ACPRTier-1 Autorité de contrôle prudentiel et de résolution (France) | 27726 | Registered | FXPRO financial services Ltd | — |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing FxPro against peer institutions in our banks and deposit-taking institutions dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| FxPro (this record) | BaFinFSCAFCA+3 | 4 / 6 | Risk level not supplied | — | 0 |
| Deutsche Bank AG | FRSECBPRA+1 | 4 / 4 | Risk level not supplied | — | 0 |
| LeasePlanbank | ECBDNBBaFin | 3 / 3 | Risk level not supplied | — | 0 |
| Absa Group | SARBFSCA | 2 / 2 | Risk level not supplied | — | 0 |
| African Bank Limited | SARBFSCA | 2 / 2 | Risk level not supplied | — | 0 |
| Al Rayan Bank | PRAFCA | 2 / 2 | Risk level not supplied | — | 0 |
FxPro: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is FxPro's regulatory licence status and supervisory authorisation?
In our imported dataset, FxPro (legal entity reference: FXPRO UK Limited) holds 6 recorded licence entries, of which 4 carry a "regulated" status and 6 are marked regulated or registered: BaFin (Bundesanstalt für Finanzdienstleistungsaufsicht) — licence 121095, status: registered, Tier-1; FSCA (Financial Sector Conduct Authority) — licence 45052, status: regulated, Tier-2; FCA (Financial Conduct Authority) — licence 509956, status: regulated, Tier-1; CYSEC (Cyprus Securities and Exchange Commission) — licence 078/07, status: regulated, Tier-2; SCB (Securities Commission of The Bahamas) — licence SIA-F184, status: regulated, Offshore; ACPR (Autorité de contrôle prudentiel et de résolution (France)) — licence 27726, status: registered, Tier-1. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official BaFin, FSCA, FCA public register.
Which of FxPro's jurisdictions and licences fall within this site's regulatory coverage?
FxPro is registered at 13-14 Basinghall str., City of London, EC2V 5BQ, UK Karyatidon 1, Ypsonas 4180, Cyprus 26, Boulevard des Moulins, Monaco, 98000 Albany Financial Center, South Ocean Boulevard, New Providence, The Bahamas. and tracked under our banks and deposit-taking institutions scope based on its institutional service profile (Cryptocurrencies, Indices, Forex, Stocks, Futures) rather than a domestic focus licence. Its 6 recorded licences (BaFin, FSCA, FCA, CYSEC, SCB, ACPR) should be evaluated for cross-border passporting and local solicitation rules.
What is FxPro's institutional risk classification, enforcement exposure, and score profile?
FxPro carries a "risk level not supplied" classification in the source dataset (composite numeric scores are not supplied for this record). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to FxPro's platforms, entity structure, and complaints?
Before allocating capital or executing trades with FxPro, institutional and retail allocators should: (1) confirm the domain (fxpro.com/,http://www.fxpro.co.uk/,https://www.fxpro.es/,http://www.fxpro.fr/,www.fxpro.ru,http://www.fxpro.pl/,https://www.fxpro.hu/,https://www.fxpro.de/,https://www.fxpro.it/,https://www.fxpro-vn.com/,https://www.fxpro.ae/,http://www.fxpro.cn/,http://www.fxpro-thailand.com/,http://www.fxpro.cz/,http://www.fxpro.com.my/,http://fxpro.com.au/,fxpro.org.cn,www.fxpro.vn,www.fxpro.dk,www.fxpro.no,www.fxpro.ee,www.fxpro.ro,www.fxpro.hr,www.fxpro.se) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to BaFin.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from FinLexicon Wiki relevant to FxPro's supervisory scope.
Statutory Law & Custody Architecture
Statutory Client Asset Segregation & Insolvency Waterfalls: Comparative Legal Architecture of FCA CASS 7, SEC Rule 15c3-3, SIPA, and EU MiFID II Custody Regimes (2026)
A definitive statutory and insolvency-law reference comparing UK FCA CASS 7 statutory trusts, US SEC Rule 15c3-3 customer reserve formulas and SIPA liquidations, EU MiFID II Article 16(8)-(10) title-transfer prohibitions, and Japanese FIEA Article 43-2 trust bank mandates.
ISDA & Counterparty Credit Lexicon
Expanded Risk-Based Approach (ERBA) Basel III Endgame Standard: CCAR / DFAST Supervisory Stress Test & Pillar 3 Disclosure Rules (-4.8% Cat I/II CET1 Change Benchmark)
Expanded Risk-Based Approach (ERBA) Basel III Endgame Standard (BASEL-ERBA-2026) stands at -4.8% (Cat I/II CET1 Change) (Source: Federal Reserve / OCC / FDIC, 2026-10-20), governing stress capital buffer (SCB) interactio
Prudential Regulation & Capital Standards
SEC Rule 17ad-22(e)(18) U.S. Treasury Central Clearing Mandate: CCAR / DFAST Supervisory Stress Test & Pillar 3 Disclosure Rules (100% Eligible Repo Scope Benchmark)
SEC Rule 17ad-22(e)(18) U.S. Treasury Central Clearing Mandate (SEC-UST-CLEARING) stands at 100% (Eligible Repo Scope) (Source: U.S. Securities and Exchange Commission, 2026-10-20), governing stress capital buffer (SCB)
Market Microstructure & Derivatives Taxonomy
FICC Sponsored Member Repo (SMR) Done-With & Done-Away Clearing: CCAR / DFAST Supervisory Stress Test & Pillar 3 Disclosure Rules ($1.95T Daily Sponsored Volume Benchmark)
FICC Sponsored Member Repo (SMR) Done-With & Done-Away Clearing (FICC-SPONSORED-REPO) stands at $1.95T (Daily Sponsored Volume) (Source: DTCC Fixed Income Clearing Corp, 2026-10-20), governing stress capital buffer (SCB)