Institution record
GTC
GTC Global Trade Capital Ltd
- Source score
- —
- Warnings
- 1
- Comments
- 0
Licence records
Licences within our coverage (banks and deposit-taking institutions) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
VFSCOffshore Vanuatu Financial Services Commission | 40354 | Offshore | GTC GLOBAL TRADE CAPITAL CO. LIMITED | 2023-06-02 | |
FSCOffshore Financial Services Commission, Mauritius | GB22200292 | Regulated | GTC GLOBAL LTD | 2022-06-03 | |
SCATier-2 Securities and Commodities Authority | 988925 | Regulated | GTC MULTI TRADING DMCC | — | |
ASICTier-1 Australian Securities and Investments Commission | 000496371 | Regulated | GTC GLOBAL PTY LTD | 2017-07-07 |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing GTC against peer institutions in our banks and deposit-taking institutions dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| GTC (this record) | VFSCFSCSCA+1 | 3 / 4 | Risk level not supplied | — | 1 |
| Westpac | APRARBNZASIC | 3 / 3 | Risk level not supplied | — | 0 |
| Macquarie Bank | APRAASICASIC | 3 / 3 | Risk level not supplied | — | 0 |
| Commonwealth Bank of Australia | APRAASIC | 2 / 2 | Risk level not supplied | — | 0 |
| Emirates Investment Bank | CBUAESCA | 2 / 2 | Risk level not supplied | — | 0 |
| National Bank of Vanuatu | RBVVFSC | 2 / 2 | Risk level not supplied | — | 0 |
GTC: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is GTC's regulatory licence status and supervisory authorisation?
In our imported dataset, GTC (legal entity reference: GTC Global Trade Capital Ltd) holds 4 recorded licence entries, of which 3 carry a "regulated" status and 3 are marked regulated or registered: VFSC (Vanuatu Financial Services Commission) — licence 40354, status: offshore, Offshore; FSC (Financial Services Commission, Mauritius) — licence GB22200292, status: regulated, Offshore; SCA (Securities and Commodities Authority) — licence 988925, status: regulated, Tier-2; ASIC (Australian Securities and Investments Commission) — licence 000496371, status: regulated, Tier-1. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official VFSC, FSC, SCA public register.
Which of GTC's jurisdictions and licences fall within this site's regulatory coverage?
GTC is registered at Room 1002, 10/F, Easey Commercial Building, 253-261 Hennessy Road, Wan Chai, Hong Kong Unit No: 1501, 1 Lake Plaza, Plot No: JLT-PH2-T2A, Jumeirah Lakes Towers, Dubai, United UAE and tracked under our banks and deposit-taking institutions scope based on its institutional service profile (Precious metals, Stock indices, Forex, Stocks, Commodities) rather than a domestic focus licence. Its 4 recorded licences (VFSC, FSC, SCA, ASIC) should be evaluated for cross-border passporting and local solicitation rules.
What is GTC's institutional risk classification, enforcement exposure, and score profile?
GTC carries a "risk level not supplied" classification in the source dataset (composite numeric scores are not supplied for this record). The record flags 1 regulatory warning or complaint count. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to GTC's platforms, entity structure, and complaints?
Before allocating capital or executing trades with GTC, institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 1 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to VFSC.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from FinLexicon Wiki relevant to GTC's supervisory scope.
Prudential Regulation & Capital Standards
Standardized Approach for Counterparty Credit Risk (SA-CCR) Alpha Factor: Statutory Definition, Regulatory Scope & Compliance Deadlines (1.4x Supervisory Alpha Scalar Benchmark)
Standardized Approach for Counterparty Credit Risk (SA-CCR) Alpha Factor (SA-CCR-EAD) stands at 1.4x (Supervisory Alpha Scalar) (Source: BIS BCBS CRE52, 2026-10-20), governing exact rule citations, covered entities, and
Market Microstructure & Derivatives Taxonomy
Standardized Approach for Counterparty Credit Risk (SA-CCR) Alpha Factor: Balance-Sheet Netting Mechanics & RWA Capital Weight Calculation (1.4x Supervisory Alpha Scalar Benchmark)
Standardized Approach for Counterparty Credit Risk (SA-CCR) Alpha Factor (SA-CCR-EAD) stands at 1.4x (Supervisory Alpha Scalar) (Source: BIS BCBS CRE52, 2026-10-20), governing multilateral netting compression and Tier-1
Central Clearing & Repo Architecture
Standardized Approach for Counterparty Credit Risk (SA-CCR) Alpha Factor: Cross-Jurisdictional Comparison: US vs. EU CRR III vs. UK PRA (1.4x Supervisory Alpha Scalar Benchmark)
Standardized Approach for Counterparty Credit Risk (SA-CCR) Alpha Factor (SA-CCR-EAD) stands at 1.4x (Supervisory Alpha Scalar) (Source: BIS BCBS CRE52, 2026-10-20), governing national divergences, gold-plating removals,
ISDA & Counterparty Credit Lexicon
Standardized Approach for Counterparty Credit Risk (SA-CCR) Alpha Factor: Clearinghouse Default Waterfall & Margin Segregation Rules (1.4x Supervisory Alpha Scalar Benchmark)
Standardized Approach for Counterparty Credit Risk (SA-CCR) Alpha Factor (SA-CCR-EAD) stands at 1.4x (Supervisory Alpha Scalar) (Source: BIS BCBS CRE52, 2026-10-20), governing omnibus versus legally segregated operationa