ICAP

In our imported dataset, ICAP (legal entity reference: ICAP Europe Limited) holds 4 recorded licence entries, of which 2 carry a "regulated" status and 3 are marked regulated or registered: ASIC (Australian Securities and Investments Commission) — licence 238765, status: registered, Tier-1; CFTC (U.S. Commodity Futures Trading Commission) — licence 0267158, status: regulated, Tier-1; FCA (Financial Conduct Authority) — licence 188984, status: revoked, Tier-1; MAS (Monetary Authority of Singapore) — licence CMS100204, status: regulated, Tier-1. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official ASIC, CFTC, FCA public register.

ICAP is registered at TP ICAP Group plc 135 Bishopsgate London United Kingdom EC2M 3TP and tracked under our banks and deposit-taking institutions scope based on its institutional service profile (CFDs, Precious metals, Stock indices, Forex) rather than a domestic focus licence. Its 4 recorded licences (ASIC, CFTC, FCA, MAS) should be evaluated for cross-border passporting and local solicitation rules.

ICAP carries a "risk level not supplied" classification in the source dataset (composite numeric scores are not supplied for this record). The record flags 0 regulatory warning or complaint counts and 1 licence record with elevated status flags (FCA: revoked). Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.

Before allocating capital or executing trades with ICAP, institutional and retail allocators should: (1) confirm the domain (tpicap.com/tpicap/regulatory-hub) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to ASIC.