Institution record
M4Markets
Harindale Ltd
- Source score
- —
- Warnings
- 1
- Comments
- 0
Licence records
Licences within our coverage (banks and deposit-taking institutions) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
FSAOffshore Financial Services Authority Seychelles | SD035 | Regulated | Trinota Markets (Global) Limited | — | |
DFSATier-2 Dubai Financial Services Authority | F007051 | Regulated | Oryx Finance Ltd | 2023-05-02 | |
CYSECTier-2 Cyprus Securities and Exchange Commission | 301/16 | Regulated | Harindale Ltd | 2016-04-27 |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing M4Markets against peer institutions in our banks and deposit-taking institutions dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| M4Markets (this record) | FSADFSACYSEC | 3 / 3 | Risk level not supplied | — | 1 |
| FFA Private Bank | DFSA | 1 / 1 | Risk level not supplied | — | 0 |
| Hellenic Bank Public Company Ltd | CYSEC | 0 / 1 | Risk level not supplied | — | 0 |
| MUFG Bank | PRAOCCHKMA+4 | 7 / 7 | Risk level not supplied | — | 0 |
| Deutsche Bank AG | FRSECBPRA+1 | 4 / 4 | Risk level not supplied | — | 0 |
| American Express | FRSOCCFDIC | 3 / 3 | Risk level not supplied | — | 0 |
M4Markets: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is M4Markets's regulatory licence status and supervisory authorisation?
In our imported dataset, M4Markets (legal entity reference: Harindale Ltd) holds 3 recorded licence entries, of which 3 carry a "regulated" status and 3 are marked regulated or registered: FSA (Financial Services Authority Seychelles) — licence SD035, status: regulated, Offshore; DFSA (Dubai Financial Services Authority) — licence F007051, status: regulated, Tier-2; CYSEC (Cyprus Securities and Exchange Commission) — licence 301/16, status: regulated, Tier-2. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official FSA, DFSA, CYSEC public register.
Which of M4Markets's jurisdictions and licences fall within this site's regulatory coverage?
M4Markets is registered at Magnum Business Center 78 Spyrou Kyprianou Avenue 3076 Limassol Cyprus and tracked under our banks and deposit-taking institutions scope based on its institutional service profile (Cryptocurrencies, Indices, Forex, Commodities) rather than a domestic focus licence. Its 3 recorded licences (FSA, DFSA, CYSEC) should be evaluated for cross-border passporting and local solicitation rules.
What is M4Markets's institutional risk classification, enforcement exposure, and score profile?
M4Markets carries a "risk level not supplied" classification in the source dataset (composite numeric scores are not supplied for this record). The record flags 1 regulatory warning or complaint count. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to M4Markets's platforms, entity structure, and complaints?
Before allocating capital or executing trades with M4Markets, institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 1 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to FSA.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from FinLexicon Wiki relevant to M4Markets's supervisory scope.
Derivatives Margin & Prudential Regulation
ISDA 2026 SIMM Risk Weights, Uncleared Margin Rules (UMR) Thresholds & VM/IM Collateral Eligibility
ISDA Standard Initial Margin Model (SIMM) refers to a parametric, sensitivity-based methodology calibrated across a 10-day margin period of risk (MPOR) at a 99% confidence interval to calculate regulatory initial margin for non-centrally cleared over-the-counter (OTC) derivatives under BCBS-IOSCO Uncleared Margin Rules (UMR).
Prudential Regulation & Capital Standards
Expanded Risk-Based Approach (ERBA) Basel III Endgame Standard: Statutory Definition, Regulatory Scope & Compliance Deadlines (-4.8% Cat I/II CET1 Change Benchmark)
Expanded Risk-Based Approach (ERBA) Basel III Endgame Standard (BASEL-ERBA-2026) stands at -4.8% (Cat I/II CET1 Change) (Source: Federal Reserve / OCC / FDIC, 2026-10-20), governing exact rule citations, covered entities
Market Microstructure & Derivatives Taxonomy
Expanded Risk-Based Approach (ERBA) Basel III Endgame Standard: Balance-Sheet Netting Mechanics & RWA Capital Weight Calculation (-4.8% Cat I/II CET1 Change Benchmark)
Expanded Risk-Based Approach (ERBA) Basel III Endgame Standard (BASEL-ERBA-2026) stands at -4.8% (Cat I/II CET1 Change) (Source: Federal Reserve / OCC / FDIC, 2026-10-20), governing multilateral netting compression and T
Central Clearing & Repo Architecture
Expanded Risk-Based Approach (ERBA) Basel III Endgame Standard: Cross-Jurisdictional Comparison: US vs. EU CRR III vs. UK PRA (-4.8% Cat I/II CET1 Change Benchmark)
Expanded Risk-Based Approach (ERBA) Basel III Endgame Standard (BASEL-ERBA-2026) stands at -4.8% (Cat I/II CET1 Change) (Source: Federal Reserve / OCC / FDIC, 2026-10-20), governing national divergences, gold-plating rem