Institution record
NCM Investment
- Source score
- —
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (banks and deposit-taking institutions) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
SCATier-2 Securities and Commodities Authority | 20200000158 | Regulated | NCM FINANCIAL SERVICES L.L.C | 2023-07-19 | |
CMBTier-2 Capital Markets Board of Turkey | G-022(395) | Regulated | NCM Investment | — | |
CMATier-3 Capital Markets Authority | AP/2017/0009、AP/2019/0003 | Regulated | NCM Investment Company | 2017-07-02 |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing NCM Investment against peer institutions in our banks and deposit-taking institutions dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| NCM Investment (this record) | SCACMBCMA | 3 / 3 | Risk level not supplied | — | 0 |
| Emirates Investment Bank | CBUAESCA | 2 / 2 | Risk level not supplied | — | 0 |
| MUFG Bank | PRAOCCHKMA+4 | 7 / 7 | Risk level not supplied | — | 0 |
| Deutsche Bank AG | FRSECBPRA+1 | 4 / 4 | Risk level not supplied | — | 0 |
| American Express | FRSOCCFDIC | 3 / 3 | Risk level not supplied | — | 0 |
| BofA | FDICFRSOCC | 3 / 3 | Risk level not supplied | — | 0 |
NCM Investment: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is NCM Investment's regulatory licence status and supervisory authorisation?
In our imported dataset, NCM Investment (legal entity reference: NCM Investment) holds 3 recorded licence entries, of which 3 carry a "regulated" status and 3 are marked regulated or registered: SCA (Securities and Commodities Authority) — licence 20200000158, status: regulated, Tier-2; CMB (Capital Markets Board of Turkey) — licence G-022(395), status: regulated, Tier-2; CMA (Capital Markets Authority) — licence AP/2017/0009、AP/2019/0003, status: regulated, Tier-3. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official SCA, CMB, CMA public register.
Which of NCM Investment's jurisdictions and licences fall within this site's regulatory coverage?
NCM Investment is registered at Mezzanine Floor, Dar Al Awadi Tower Ahmad Al Jaber Street Sharq, Kuwait and tracked under our banks and deposit-taking institutions scope based on its institutional service profile (CFDs, Indices, Forex, Stocks) rather than a domestic focus licence. Its 3 recorded licences (SCA, CMB, CMA) should be evaluated for cross-border passporting and local solicitation rules.
What is NCM Investment's institutional risk classification, enforcement exposure, and score profile?
NCM Investment carries a "risk level not supplied" classification in the source dataset (composite numeric scores are not supplied for this record). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to NCM Investment's platforms, entity structure, and complaints?
Before allocating capital or executing trades with NCM Investment, institutional and retail allocators should: (1) confirm the domain (ncminvest.com) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to SCA.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from FinLexicon Wiki relevant to NCM Investment's supervisory scope.
Prudential Regulation & Capital Standards
Standardized Approach for Counterparty Credit Risk (SA-CCR) Alpha Factor: Statutory Definition, Regulatory Scope & Compliance Deadlines (1.4x Supervisory Alpha Scalar Benchmark)
Standardized Approach for Counterparty Credit Risk (SA-CCR) Alpha Factor (SA-CCR-EAD) stands at 1.4x (Supervisory Alpha Scalar) (Source: BIS BCBS CRE52, 2026-10-20), governing exact rule citations, covered entities, and
Market Microstructure & Derivatives Taxonomy
Standardized Approach for Counterparty Credit Risk (SA-CCR) Alpha Factor: Balance-Sheet Netting Mechanics & RWA Capital Weight Calculation (1.4x Supervisory Alpha Scalar Benchmark)
Standardized Approach for Counterparty Credit Risk (SA-CCR) Alpha Factor (SA-CCR-EAD) stands at 1.4x (Supervisory Alpha Scalar) (Source: BIS BCBS CRE52, 2026-10-20), governing multilateral netting compression and Tier-1
Central Clearing & Repo Architecture
Standardized Approach for Counterparty Credit Risk (SA-CCR) Alpha Factor: Cross-Jurisdictional Comparison: US vs. EU CRR III vs. UK PRA (1.4x Supervisory Alpha Scalar Benchmark)
Standardized Approach for Counterparty Credit Risk (SA-CCR) Alpha Factor (SA-CCR-EAD) stands at 1.4x (Supervisory Alpha Scalar) (Source: BIS BCBS CRE52, 2026-10-20), governing national divergences, gold-plating removals,
ISDA & Counterparty Credit Lexicon
Standardized Approach for Counterparty Credit Risk (SA-CCR) Alpha Factor: Clearinghouse Default Waterfall & Margin Segregation Rules (1.4x Supervisory Alpha Scalar Benchmark)
Standardized Approach for Counterparty Credit Risk (SA-CCR) Alpha Factor (SA-CCR-EAD) stands at 1.4x (Supervisory Alpha Scalar) (Source: BIS BCBS CRE52, 2026-10-20), governing omnibus versus legally segregated operationa