StoneX

In our imported dataset, StoneX (legal entity reference: StoneX Financial Inc.) holds 5 recorded licence entries, of which 5 carry a "regulated" status and 5 are marked regulated or registered: SEC (U.S. Securities and Exchange Commission) — licence CRD 136795 / SEC 8-68179, status: regulated, Tier-1; MAS (Monetary Authority of Singapore) — licence Number pending check, status: regulated, Tier-1; ASIC (Australian Securities and Investments Commission) — licence 345646, status: regulated, Tier-1; FCA (Financial Conduct Authority) — licence 446717, status: regulated, Tier-1; NFA (National Futures Association) — licence 0501390, status: regulated, Tier-2. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official SEC, MAS, ASIC public register.

StoneX is registered at 230 S LaSalle St #10-500 Chicago, IL 60604 and tracked under our banks and deposit-taking institutions scope based on its institutional service profile (CFDs, Precious metals, Stock indices, Forex) rather than a domestic focus licence. Its 5 recorded licences (SEC, MAS, ASIC, FCA, NFA) should be evaluated for cross-border passporting and local solicitation rules.

StoneX carries a "risk level not supplied" classification in the source dataset (composite numeric scores are not supplied for this record). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.

Before allocating capital or executing trades with StoneX, institutional and retail allocators should: (1) confirm the domain (stonex.co) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to SEC.