Institution record
The
The First Interstellar Capital Limited
- Source score
- —
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (banks and deposit-taking institutions) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
ASICTier-1 Australian Securities and Investments Commission | 001312025 | Regulated | INTERSTELLAR GROUP CAPITAL PTY LTD | 2024-10-18 | |
CYSECTier-2 Cyprus Securities and Exchange Commission | 166/12 | Regulated | The First Interstellar Capital Limited | 2012-03-21 | |
FSAOffshore Financial Services Authority Seychelles | SD127 | Offshore | First Interstellar Global Ltd | — |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing The against peer institutions in our banks and deposit-taking institutions dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| The (this record) | ASICCYSECFSA | 2 / 3 | Risk level not supplied | — | 0 |
| Westpac | APRARBNZASIC | 3 / 3 | Risk level not supplied | — | 0 |
| Macquarie Bank | APRAASICASIC | 3 / 3 | Risk level not supplied | — | 0 |
| Commonwealth Bank of Australia | APRAASIC | 2 / 2 | Risk level not supplied | — | 0 |
| Westpac BANK | APRAASIC | 2 / 2 | Risk level not supplied | — | 0 |
| Hellenic Bank Public Company Ltd | CYSEC | 0 / 1 | Risk level not supplied | — | 0 |
The: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is The's regulatory licence status and supervisory authorisation?
In our imported dataset, The (legal entity reference: The First Interstellar Capital Limited) holds 3 recorded licence entries, of which 2 carry a "regulated" status and 2 are marked regulated or registered: ASIC (Australian Securities and Investments Commission) — licence 001312025, status: regulated, Tier-1; CYSEC (Cyprus Securities and Exchange Commission) — licence 166/12, status: regulated, Tier-2; FSA (Financial Services Authority Seychelles) — licence SD127, status: offshore, Offshore. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official ASIC, CYSEC, FSA public register.
Which of The's jurisdictions and licences fall within this site's regulatory coverage?
The is registered at Euro House, Richmond Hill Road, Kingstown, St. Vincent and the Grenadines and tracked under our banks and deposit-taking institutions scope based on its institutional service profile (CFDs, Precious metals, Stock indices, Forex) rather than a domestic focus licence. Its 3 recorded licences (ASIC, CYSEC, FSA) should be evaluated for cross-border passporting and local solicitation rules.
What is The's institutional risk classification, enforcement exposure, and score profile?
The carries a "risk level not supplied" classification in the source dataset (composite numeric scores are not supplied for this record). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to The's platforms, entity structure, and complaints?
Before allocating capital or executing trades with The, institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to ASIC.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from FinLexicon Wiki relevant to The's supervisory scope.
Derivatives Margin & Prudential Regulation
ISDA 2026 SIMM Risk Weights, Uncleared Margin Rules (UMR) Thresholds & VM/IM Collateral Eligibility
ISDA Standard Initial Margin Model (SIMM) refers to a parametric, sensitivity-based methodology calibrated across a 10-day margin period of risk (MPOR) at a 99% confidence interval to calculate regulatory initial margin for non-centrally cleared over-the-counter (OTC) derivatives under BCBS-IOSCO Uncleared Margin Rules (UMR).
Prudential Regulation & Capital Standards
Basel III Endgame 2026 Re-Proposal: Expanded Risk-Based Approach (ERBA) & G-SIB Surcharge Taxonomy
Expanded Risk-Based Approach (ERBA) refers to the March 2026 U.S. Basel III Endgame capital framework replacing dual-stack RWA rules and cutting G-SIB CET1 by 4.8%.
Statutory Law & Custody Architecture
Statutory Client Asset Segregation & Insolvency Waterfalls: Comparative Legal Architecture of FCA CASS 7, SEC Rule 15c3-3, SIPA, and EU MiFID II Custody Regimes (2026)
A definitive statutory and insolvency-law reference comparing UK FCA CASS 7 statutory trusts, US SEC Rule 15c3-3 customer reserve formulas and SIPA liquidations, EU MiFID II Article 16(8)-(10) title-transfer prohibitions, and Japanese FIEA Article 43-2 trust bank mandates.
Market Microstructure & Derivatives Taxonomy
U.S. Treasury Central Clearing Mandate & FICC Sponsored Repo: Done-With vs. Done-Away Clearing Mechanics
U.S. Treasury Central Clearing Mandate refers to SEC Rule 17ad-22(e)(18) requiring FICC central clearing for eligible Treasury cash trades by December 31, 2026 and repos by June 30, 2027.