Institution record
XM
XM Global Limited
- Source score
- —
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (banks and deposit-taking institutions) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
DFSATier-2 Dubai Financial Services Authority | F003484 | Regulated | Trading Point MENA Limited | 2019-09-10 | |
CYSECTier-2 Cyprus Securities and Exchange Commission | 120/10 | Regulated | Trading Point of Financial Instruments Ltd | 2010-08-05 | |
ASICTier-1 Australian Securities and Investments Commission | 000443670 | Regulated | TRADING.COM MARKETS PTY LTD | 2013-12-23 | |
FSCOffshore Financial Services Commission | 000261/397 | Offshore | XM Global Limited | — | |
FSCATier-2 Financial Sector Conduct Authority | 49976 | Regulated | XM ZA (PTY) LTD | 2019-09-13 |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing XM against peer institutions in our banks and deposit-taking institutions dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| XM (this record) | DFSACYSECASIC+2 | 4 / 5 | Risk level not supplied | — | 0 |
| Westpac | APRARBNZASIC | 3 / 3 | Risk level not supplied | — | 0 |
| Macquarie Bank | APRAASICASIC | 3 / 3 | Risk level not supplied | — | 0 |
| Absa Group | SARBFSCA | 2 / 2 | Risk level not supplied | — | 0 |
| African Bank Limited | SARBFSCA | 2 / 2 | Risk level not supplied | — | 0 |
| Bank Zero | SARBFSCA | 2 / 2 | Risk level not supplied | — | 0 |
XM: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is XM's regulatory licence status and supervisory authorisation?
In our imported dataset, XM (legal entity reference: XM Global Limited) holds 5 recorded licence entries, of which 4 carry a "regulated" status and 4 are marked regulated or registered: DFSA (Dubai Financial Services Authority) — licence F003484, status: regulated, Tier-2; CYSEC (Cyprus Securities and Exchange Commission) — licence 120/10, status: regulated, Tier-2; ASIC (Australian Securities and Investments Commission) — licence 000443670, status: regulated, Tier-1; FSC (Financial Services Commission) — licence 000261/397, status: offshore, Offshore; FSCA (Financial Sector Conduct Authority) — licence 49976, status: regulated, Tier-2. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official DFSA, CYSEC, ASIC public register.
Which of XM's jurisdictions and licences fall within this site's regulatory coverage?
XM is registered at Coppergate House 10 Whites Row London E1 7NFE 1 7 N F UNITED KINGDOM No. 5 Cork Street, Belize City, Belize, CA. Suite 404, The Matalon, Coney Drive, Belize City, Belize and tracked under our banks and deposit-taking institutions scope based on its institutional service profile (CFDs, Forex, Stocks) rather than a domestic focus licence. Its 5 recorded licences (DFSA, CYSEC, ASIC, FSC, FSCA) should be evaluated for cross-border passporting and local solicitation rules.
What is XM's institutional risk classification, enforcement exposure, and score profile?
XM carries a "risk level not supplied" classification in the source dataset (composite numeric scores are not supplied for this record). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to XM's platforms, entity structure, and complaints?
Before allocating capital or executing trades with XM (listed execution software: XM), institutional and retail allocators should: (1) confirm the domain (trading-point.com) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to DFSA.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from FinLexicon Wiki relevant to XM's supervisory scope.
Statutory Law & Custody Architecture
Statutory Client Asset Segregation & Insolvency Waterfalls: Comparative Legal Architecture of FCA CASS 7, SEC Rule 15c3-3, SIPA, and EU MiFID II Custody Regimes (2026)
A definitive statutory and insolvency-law reference comparing UK FCA CASS 7 statutory trusts, US SEC Rule 15c3-3 customer reserve formulas and SIPA liquidations, EU MiFID II Article 16(8)-(10) title-transfer prohibitions, and Japanese FIEA Article 43-2 trust bank mandates.
Derivatives Margin & Prudential Regulation
ISDA 2026 SIMM Risk Weights, Uncleared Margin Rules (UMR) Thresholds & VM/IM Collateral Eligibility
ISDA Standard Initial Margin Model (SIMM) refers to a parametric, sensitivity-based methodology calibrated across a 10-day margin period of risk (MPOR) at a 99% confidence interval to calculate regulatory initial margin for non-centrally cleared over-the-counter (OTC) derivatives under BCBS-IOSCO Uncleared Margin Rules (UMR).
Market Microstructure & Derivatives Taxonomy
U.S. Treasury Central Clearing Mandate & FICC Sponsored Repo: Done-With vs. Done-Away Clearing Mechanics
U.S. Treasury Central Clearing Mandate refers to SEC Rule 17ad-22(e)(18) requiring FICC central clearing for eligible Treasury cash trades by December 31, 2026 and repos by June 30, 2027.
Prudential Regulation & Capital Standards
Expanded Risk-Based Approach (ERBA) Basel III Endgame Standard: Statutory Definition, Regulatory Scope & Compliance Deadlines (-4.8% Cat I/II CET1 Change Benchmark)
Expanded Risk-Based Approach (ERBA) Basel III Endgame Standard (BASEL-ERBA-2026) stands at -4.8% (Cat I/II CET1 Change) (Source: Federal Reserve / OCC / FDIC, 2026-10-20), governing exact rule citations, covered entities