Institution record
AXICORP
AXICORP FINANCIAL SERVICES PTY LTD
- Source score
- —
- Warnings
- 1
- Comments
- 0
Licence records
Licences within our coverage (banks and deposit-taking institutions) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
FCATier-1 Financial Conduct Authority (UK) | 466201 | Regulated | Axi Financial Services (UK) Limited | 2007-08-16 | |
DFSATier-2 Dubai Financial Services Authority | F003742 | Regulated | AxiCorp Financial Services Pty Ltd | 2018-04-01 | |
CYSECTier-2 Cyprus Securities and Exchange Commission | 433/23 | Regulated | Solaris EMEA Limited | 2023-07-10 | |
FMATier-1 Financial Markets Authority | FSP518226 | Regulated | AXICORP FINANCIAL SERVICES PTY LTD | 2018-06-01 | |
ASICTier-1 Australian Securities and Investments Commission | 318232 | Regulated | AXICORP FINANCIAL SERVICES PTY LTD | 2007-12-21 |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing AXICORP against peer institutions in our banks and deposit-taking institutions dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| AXICORP (this record) | FCADFSACYSEC+2 | 5 / 5 | Risk level not supplied | — | 1 |
| MUFG Bank | PRAOCCHKMA+4 | 7 / 7 | Risk level not supplied | — | 0 |
| Westpac | APRARBNZASIC | 3 / 3 | Risk level not supplied | — | 0 |
| Macquarie Bank | APRAASICASIC | 3 / 3 | Risk level not supplied | — | 0 |
| Bank of Scotland | PRAFCA | 2 / 2 | Risk level not supplied | — | 0 |
| Barclays | PRAFCA | 2 / 2 | Risk level not supplied | — | 0 |
AXICORP: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is AXICORP's regulatory licence status and supervisory authorisation?
In our imported dataset, AXICORP (legal entity reference: AXICORP FINANCIAL SERVICES PTY LTD) holds 5 recorded licence entries, of which 5 carry a "regulated" status and 5 are marked regulated or registered: FCA (Financial Conduct Authority (UK)) — licence 466201, status: regulated, Tier-1; DFSA (Dubai Financial Services Authority) — licence F003742, status: regulated, Tier-2; CYSEC (Cyprus Securities and Exchange Commission) — licence 433/23, status: regulated, Tier-2; FMA (Financial Markets Authority) — licence FSP518226, status: regulated, Tier-1; ASIC (Australian Securities and Investments Commission) — licence 318232, status: regulated, Tier-1. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official FCA, DFSA, CYSEC public register.
Which of AXICORP's jurisdictions and licences fall within this site's regulatory coverage?
AXICORP is registered at 10th Floor, 90 Arthur Street, North Sydney, New South Wales, Australia and tracked under our banks and deposit-taking institutions scope based on its institutional service profile (CFDs, Precious metals, Stock indices, Forex) rather than a domestic focus licence. Its 5 recorded licences (FCA, DFSA, CYSEC, FMA, ASIC) should be evaluated for cross-border passporting and local solicitation rules.
What is AXICORP's institutional risk classification, enforcement exposure, and score profile?
AXICORP carries a "risk level not supplied" classification in the source dataset (composite numeric scores are not supplied for this record). The record flags 1 regulatory warning or complaint count. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to AXICORP's platforms, entity structure, and complaints?
Before allocating capital or executing trades with AXICORP, institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 1 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to FCA.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from FinLexicon Wiki relevant to AXICORP's supervisory scope.
Market Microstructure & Derivatives Taxonomy
Expanded Risk-Based Approach (ERBA) Basel III Endgame Standard: Master Agreement Clauses, Legal Opinions & Novation Workflows (-4.8% Cat I/II CET1 Change Benchmark)
Expanded Risk-Based Approach (ERBA) Basel III Endgame Standard (BASEL-ERBA-2026) stands at -4.8% (Cat I/II CET1 Change) (Source: Federal Reserve / OCC / FDIC, 2026-10-20), governing SIFMA Cleared Repo Annexes, ISDA proto
Prudential Regulation & Capital Standards
U.S. G-SIB Surcharge Method 2 Systemic Capital Buffer: Master Agreement Clauses, Legal Opinions & Novation Workflows (-40 bps 2026 Surcharge Cut Benchmark)
U.S. G-SIB Surcharge Method 2 Systemic Capital Buffer (GSIB-METHOD2) stands at -40 bps (2026 Surcharge Cut) (Source: Federal Reserve Board, 2026-10-20), governing SIFMA Cleared Repo Annexes, ISDA protocol adherence, and
Market Microstructure & Derivatives Taxonomy
Basel III 72.5% Standardized Risk-Weighted Asset (RWA) Output Floor: Master Agreement Clauses, Legal Opinions & Novation Workflows (72.5% Minimum RWA Floor Benchmark)
Basel III 72.5% Standardized Risk-Weighted Asset (RWA) Output Floor (BCBS-OUTPUT-FLOOR) stands at 72.5% (Minimum RWA Floor) (Source: Basel Committee (BCBS d424), 2026-10-20), governing SIFMA Cleared Repo Annexes, ISDA pr
Prudential Regulation & Capital Standards
ISDA 2002 Master Agreement & Credit Support Annex (CSA) Close-Out Netting: Master Agreement Clauses, Legal Opinions & Novation Workflows (0.0% Netted Exposure Haircut Benchmark)
ISDA 2002 Master Agreement & Credit Support Annex (CSA) Close-Out Netting (ISDA-2002-CSA) stands at 0.0% (Netted Exposure Haircut) (Source: International Swaps and Derivatives Association, 2026-10-20), governing SIFMA Cl