Institution record
CheckOut
- Source score
- —
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (banks and deposit-taking institutions) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
SECTier-1 U.S. Securities and Exchange Commission | 1791692 | Regulated | Checkout | 2017-11-29 | |
FCATier-1 Financial Conduct Authority | 900816 | Regulated | CheckOut | 2018-2-20 | |
MASTier-1 Monetary Authority of Singapore | PS20200469 | Regulated | Checkout | — | |
FMATier-1 Financial Markets Authority | FSP1000838 | Regulated | Checkout | 2021-6-16 | |
CBUAETier-2 Central Bank of the UAE (CBUAE) | 08.01.02.008.2023.02 | Regulated | Checkout | — | |
AUSTRACTier-1 Australian Transaction Reports and Analysis Centre | 616757969 | Regulated | Checkout | — |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing CheckOut against peer institutions in our banks and deposit-taking institutions dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| CheckOut (this record) | SECFCAMAS+3 | 6 / 6 | Risk level not supplied | — | 0 |
| MUFG Bank | PRAOCCHKMA+4 | 7 / 7 | Risk level not supplied | — | 0 |
| Al Rayan Bank | PRAFCA | 2 / 2 | Risk level not supplied | — | 0 |
| BNZ | RBNZFMA | 2 / 2 | Risk level not supplied | — | 0 |
| Emirates Investment Bank | CBUAESCA | 2 / 2 | Risk level not supplied | — | 0 |
| Habib Bank AG Zurich | CBUAEFINMA | 2 / 2 | Risk level not supplied | — | 0 |
CheckOut: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is CheckOut's regulatory licence status and supervisory authorisation?
In our imported dataset, CheckOut (legal entity reference: CheckOut) holds 6 recorded licence entries, of which 6 carry a "regulated" status and 6 are marked regulated or registered: SEC (U.S. Securities and Exchange Commission) — licence 1791692, status: regulated, Tier-1; FCA (Financial Conduct Authority) — licence 900816, status: regulated, Tier-1; MAS (Monetary Authority of Singapore) — licence PS20200469, status: regulated, Tier-1; FMA (Financial Markets Authority) — licence FSP1000838, status: regulated, Tier-1; CBUAE (Central Bank of the UAE (CBUAE)) — licence 08.01.02.008.2023.02, status: regulated, Tier-2; AUSTRAC (Australian Transaction Reports and Analysis Centre) — licence 616757969, status: regulated, Tier-1. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official SEC, FCA, MAS public register.
Which of CheckOut's jurisdictions and licences fall within this site's regulatory coverage?
CheckOut is registered at Wenlock Works Shepherdess Walk London, N1 7BQ United Kingdom and tracked under our banks and deposit-taking institutions scope based on its institutional service profile (CFDs, Precious metals, Stock indices, Forex) rather than a domestic focus licence. Its 6 recorded licences (SEC, FCA, MAS, FMA, CBUAE, AUSTRAC) should be evaluated for cross-border passporting and local solicitation rules.
What is CheckOut's institutional risk classification, enforcement exposure, and score profile?
CheckOut carries a "risk level not supplied" classification in the source dataset (composite numeric scores are not supplied for this record). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to CheckOut's platforms, entity structure, and complaints?
Before allocating capital or executing trades with CheckOut, institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to SEC.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from FinLexicon Wiki relevant to CheckOut's supervisory scope.
Central Clearing & Repo Architecture
SEC Rule 17ad-22(e)(18) U.S. Treasury Central Clearing Mandate: Master Agreement Clauses, Legal Opinions & Novation Workflows (100% Eligible Repo Scope Benchmark)
SEC Rule 17ad-22(e)(18) U.S. Treasury Central Clearing Mandate (SEC-UST-CLEARING) stands at 100% (Eligible Repo Scope) (Source: U.S. Securities and Exchange Commission, 2026-10-20), governing SIFMA Cleared Repo Annexes,
Market Microstructure & Derivatives Taxonomy
Expanded Risk-Based Approach (ERBA) Basel III Endgame Standard: Master Agreement Clauses, Legal Opinions & Novation Workflows (-4.8% Cat I/II CET1 Change Benchmark)
Expanded Risk-Based Approach (ERBA) Basel III Endgame Standard (BASEL-ERBA-2026) stands at -4.8% (Cat I/II CET1 Change) (Source: Federal Reserve / OCC / FDIC, 2026-10-20), governing SIFMA Cleared Repo Annexes, ISDA proto
Market Microstructure & Derivatives Taxonomy
SEC Exchange Act Rule 15c3-3a Customer Clearing Margin Segregation: Master Agreement Clauses, Legal Opinions & Novation Workflows (100% Segregated Reserve Lock Benchmark)
SEC Exchange Act Rule 15c3-3a Customer Clearing Margin Segregation (RULE-15C3-3A) stands at 100% (Segregated Reserve Lock) (Source: U.S. SEC Division of Trading and Markets, 2026-10-20), governing SIFMA Cleared Repo Anne
Statutory Law & Custody Architecture
Statutory Client Asset Segregation & Insolvency Waterfalls: Comparative Legal Architecture of FCA CASS 7, SEC Rule 15c3-3, SIPA, and EU MiFID II Custody Regimes (2026)
A definitive statutory and insolvency-law reference comparing UK FCA CASS 7 statutory trusts, US SEC Rule 15c3-3 customer reserve formulas and SIPA liquidations, EU MiFID II Article 16(8)-(10) title-transfer prohibitions, and Japanese FIEA Article 43-2 trust bank mandates.