Institution record
Sumitomo Mitsui Trust Bank
Sumitomo Mitsui Trust Bank, Ltd.
- Source score
- 3.0
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (banks and deposit-taking institutions) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
FSA Financial Services Agency | Not supplied | Regulated | Sumitomo Mitsui Trust Bank | — |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing Sumitomo Mitsui Trust Bank against peer institutions in our banks and deposit-taking institutions dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| Sumitomo Mitsui Trust Bank (this record) | FSA | 1 / 1 | Risk level not supplied | 3.0 | 0 |
| MUFG Bank | Office of the Comptroller of the Currency (U.S. OCC)Prudential Regulation Authority (Bank of England PRA)Board of Governors of the Federal Reserve System (U.S. Fed)+4 | 7 / 7 | Risk level not supplied | 5.0 | 0 |
| Mizuho Securities | MASEuropean Central Bank (ECB Banking Supervision / SSM)Hong Kong Monetary Authority (HKMA)+4 | 6 / 7 | Risk level not supplied | 4.0 | 0 |
| Mita Securities | FSA | 1 / 1 | Risk level not supplied | 6.0 | 0 |
| 18shinwabank | FSA | 1 / 1 | Risk level not supplied | 5.0 | 0 |
| Akita Bank | FSA | 1 / 1 | Risk level not supplied | 5.0 | 0 |
Sumitomo Mitsui Trust Bank: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is Sumitomo Mitsui Trust Bank's regulatory licence status and supervisory authorisation?
In our imported dataset, Sumitomo Mitsui Trust Bank (legal entity reference: Sumitomo Mitsui Trust Bank, Ltd.) holds 1 recorded licence entry, of which 1 carries a "regulated" status and 1 are marked regulated or registered: FSA (Financial Services Agency) — licence Not supplied, status: regulated. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official FSA public register.
Which of Sumitomo Mitsui Trust Bank's jurisdictions and licences fall within this site's regulatory coverage?
Sumitomo Mitsui Trust Bank is registered at 1-4-1 Marunouchi, Chiyoda-ku, Tokyo. and tracked under our banks and deposit-taking institutions scope based on its institutional service profile (Asset management, Trusts, Banking) rather than a domestic focus licence. Its 1 recorded licence (FSA) should be evaluated for cross-border passporting and local solicitation rules.
What is Sumitomo Mitsui Trust Bank's institutional risk classification, enforcement exposure, and score profile?
Sumitomo Mitsui Trust Bank carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 3.0, risk & licensing: 3.0, brand: 3.0, market influence: 3.0, user reputation: 0.0). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to Sumitomo Mitsui Trust Bank's platforms, entity structure, and complaints?
Before allocating capital or executing trades with Sumitomo Mitsui Trust Bank, institutional and retail allocators should: (1) confirm the domain (smtb.jp) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to FSA.
Related institutional research & regulatory analysis
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Reference
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Derivatives Margin & Prudential Regulation
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