Tiger Brokers

In our imported dataset, Tiger Brokers (legal entity reference: UP Fintech Holding Ltd) holds 4 recorded licence entries, of which 4 carry a "regulated" status and 4 are marked regulated or registered: SFC (Securities and Futures Commission) — licence BMU940, status: regulated, Tier-1; MAS (Monetary Authority of Singapore) — licence Number pending check, status: regulated, Tier-1; FINRA (Financial Industry Regulatory Authority) — licence 18483, status: regulated, Tier-1; ASIC (Australian Securities and Investments Commission) — licence 007268386, status: regulated, Tier-1. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official SFC, MAS, FINRA public register.

Tiger Brokers is tracked under our banks and deposit-taking institutions coverage scope based on its institutional service profile (Stocks, Wealth management, Asset management, Investment) rather than a domestic focus licence. Its 4 recorded licences (SFC, MAS, FINRA, ASIC) should be evaluated for cross-border passporting and local solicitation rules.

Tiger Brokers carries a "risk level not supplied" classification in the source dataset (composite numeric scores are not supplied for this record). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.

Before allocating capital or executing trades with Tiger Brokers, institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to SFC.