Institution record
Cathay Bank
- Source score
- 5.0
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (banks and deposit-taking institutions) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
In our coverage Board of Governors of the Federal Reserve System (U.S. Fed) | Not supplied | Regulated | CATHAY BANK | — | |
In our coverage Federal Deposit Insurance Corporation (U.S. FDIC) | 18503 | Regulated | Cathay Bank | — | |
California Department of Financial Protection and Innovation (DFPI) | 960 | Regulated | Cathay Bank | — |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing Cathay Bank against peer institutions in our banks and deposit-taking institutions dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| Cathay Bank (this record) | Board of Governors of the Federal Reserve System (U.S. Fed)Federal Deposit Insurance Corporation (U.S. FDIC)California Department of Financial Protection and Innovation (DFPI) | 3 / 3 | Risk level not supplied | 5.0 | 0 |
MASPrudential Regulation Authority (Bank of England PRA)Office of the Comptroller of the Currency (U.S. OCC)+4 | 7 / 7 | Risk level not supplied | 5.0 | 0 | |
Federal Deposit Insurance Corporation (U.S. FDIC)Office of the Comptroller of the Currency (U.S. OCC)Board of Governors of the Federal Reserve System (U.S. Fed) | 3 / 3 | Risk level not supplied | 5.0 | 0 | |
Board of Governors of the Federal Reserve System (U.S. Fed)Federal Deposit Insurance Corporation (U.S. FDIC)Office of the Comptroller of the Currency (U.S. OCC) | 3 / 3 | Risk level not supplied | 5.0 | 0 | |
Board of Governors of the Federal Reserve System (U.S. Fed)Office of the Comptroller of the Currency (U.S. OCC)Federal Deposit Insurance Corporation (U.S. FDIC) | 3 / 3 | Risk level not supplied | 5.0 | 0 | |
Board of Governors of the Federal Reserve System (U.S. Fed)Federal Deposit Insurance Corporation (U.S. FDIC)Office of the Comptroller of the Currency (U.S. OCC) | 3 / 3 | Risk level not supplied | 5.0 | 0 |
Cathay Bank: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is Cathay Bank's regulatory licence status and supervisory authorisation?
In our imported dataset, Cathay Bank (legal entity reference: Cathay Bank) holds 3 recorded licence entries, of which 3 carry a "regulated" status and 3 are marked regulated or registered: Board of Governors of the Federal Reserve System (U.S. Fed) — licence Not supplied, status: regulated; Federal Deposit Insurance Corporation (U.S. FDIC) — licence 18503, status: regulated; California Department of Financial Protection and Innovation (DFPI) — licence 960, status: regulated. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official Board of Governors of the Federal Reserve System (U.S. Fed), Federal Deposit Insurance Corporation (U.S. FDIC), California Department of Financial Protection and Innovation (DFPI) public register.
Which of Cathay Bank's jurisdictions and licences fall within this site's regulatory coverage?
This directory focuses on banks and deposit-taking institutions. 2 of Cathay Bank's 3 licence records fall directly within this jurisdictional mandate: Board of Governors of the Federal Reserve System (U.S. Fed) (licence Not supplied, regulated, entity: CATHAY BANK); Federal Deposit Insurance Corporation (U.S. FDIC) (licence 18503, regulated, entity: Cathay Bank). Always confirm whether client money segregation and statutory investor compensation schemes apply to the specific subsidiary onboarding your account.
What is Cathay Bank's institutional risk classification, enforcement exposure, and score profile?
Cathay Bank carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 5.0, risk & licensing: 5.0, brand: 5.0, market influence: 5.0, user reputation: 0.0). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to Cathay Bank's platforms, entity structure, and complaints?
Before allocating capital or executing trades with Cathay Bank, institutional and retail allocators should: (1) confirm the domain (cathaybank.com) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to Board of Governors of the Federal Reserve System (U.S. Fed).
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