Institution record
MS
Morgan Stanley
- Source score
- 5.0
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (banks and deposit-taking institutions) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
In our coverage Office of the Comptroller of the Currency (U.S. OCC) | 24908 | Regulated | Morgan Stanley Bank, N.A. | — | |
In our coverage Federal Deposit Insurance Corporation (U.S. FDIC) | 32992 | Regulated | Morgan Stanley Bank, National Association | 1990-05-25 | |
In our coverage Board of Governors of the Federal Reserve System (U.S. Fed) | 1456501 | Regulated | MORGAN STANLEY BK NA/MORGAN STANLEY | — |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing MS against peer institutions in our banks and deposit-taking institutions dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| MS (this record) | Office of the Comptroller of the Currency (U.S. OCC)Federal Deposit Insurance Corporation (U.S. FDIC)Board of Governors of the Federal Reserve System (U.S. Fed) | 3 / 3 | Risk level not supplied | 5.0 | 0 |
MASPrudential Regulation Authority (Bank of England PRA)Office of the Comptroller of the Currency (U.S. OCC)+4 | 7 / 7 | Risk level not supplied | 5.0 | 0 | |
Federal Deposit Insurance Corporation (U.S. FDIC)Office of the Comptroller of the Currency (U.S. OCC)Board of Governors of the Federal Reserve System (U.S. Fed) | 3 / 3 | Risk level not supplied | 5.0 | 0 | |
Board of Governors of the Federal Reserve System (U.S. Fed)Federal Deposit Insurance Corporation (U.S. FDIC)Office of the Comptroller of the Currency (U.S. OCC) | 3 / 3 | Risk level not supplied | 5.0 | 0 | |
Board of Governors of the Federal Reserve System (U.S. Fed)Office of the Comptroller of the Currency (U.S. OCC)Federal Deposit Insurance Corporation (U.S. FDIC) | 3 / 3 | Risk level not supplied | 5.0 | 0 | |
Board of Governors of the Federal Reserve System (U.S. Fed)Federal Deposit Insurance Corporation (U.S. FDIC)Office of the Comptroller of the Currency (U.S. OCC) | 3 / 3 | Risk level not supplied | 5.0 | 0 |
MS: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is MS's regulatory licence status and supervisory authorisation?
In our imported dataset, MS (legal entity reference: Morgan Stanley) holds 3 recorded licence entries, of which 3 carry a "regulated" status and 3 are marked regulated or registered: Office of the Comptroller of the Currency (U.S. OCC) — licence 24908, status: regulated; Federal Deposit Insurance Corporation (U.S. FDIC) — licence 32992, status: regulated; Board of Governors of the Federal Reserve System (U.S. Fed) — licence 1456501, status: regulated. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official Office of the Comptroller of the Currency (U.S. OCC), Federal Deposit Insurance Corporation (U.S. FDIC), Board of Governors of the Federal Reserve System (U.S. Fed) public register.
Which of MS's jurisdictions and licences fall within this site's regulatory coverage?
This directory focuses on banks and deposit-taking institutions. 3 of MS's 3 licence records fall directly within this jurisdictional mandate: Office of the Comptroller of the Currency (U.S. OCC) (licence 24908, regulated, entity: Morgan Stanley Bank, N.A.); Federal Deposit Insurance Corporation (U.S. FDIC) (licence 32992, regulated, entity: Morgan Stanley Bank, National Association); Board of Governors of the Federal Reserve System (U.S. Fed) (licence 1456501, regulated, entity: MORGAN STANLEY BK NA/MORGAN STANLEY). Always confirm whether client money segregation and statutory investor compensation schemes apply to the specific subsidiary onboarding your account.
What is MS's institutional risk classification, enforcement exposure, and score profile?
MS carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 5.0, risk & licensing: 5.0, brand: 5.0, market influence: 5.0, user reputation: 0.0). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to MS's platforms, entity structure, and complaints?
Before allocating capital or executing trades with MS, institutional and retail allocators should: (1) confirm the domain (morganstanley.com) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to Office of the Comptroller of the Currency (U.S. OCC).
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Compliance Forensics
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Solvency and Protection
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