Institution record
SAS Online
South Asian Stocks Ltd
- Source score
- 5.0
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (banks and deposit-taking institutions) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
Securities and Exchange Board of India | INZ000164738 | Regulated | SOUTH ASIAN STOCKS LTD. | 1996 |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing SAS Online against peer institutions in our banks and deposit-taking institutions dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| SAS Online (this record) | SEBI | 1 / 1 | Risk level not supplied | 5.0 | 0 |
SEBI | 1 / 1 | Risk level not supplied | 6.0 | 0 | |
SEBI | 1 / 1 | Risk level not supplied | 6.0 | 0 | |
SEBI | 1 / 1 | Risk level not supplied | 4.0 | 0 | |
SEBI | 1 / 1 | Risk level not supplied | 4.0 | 0 | |
SEBI | 1 / 1 | Risk level not supplied | 3.0 | 0 |
SAS Online: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is SAS Online's regulatory licence status and supervisory authorisation?
In our imported dataset, SAS Online (legal entity reference: South Asian Stocks Ltd) holds 1 recorded licence entry, of which 1 carries a "regulated" status and 1 are marked regulated or registered: SEBI (Securities and Exchange Board of India) — licence INZ000164738, status: regulated. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official SEBI public register.
Which of SAS Online's jurisdictions and licences fall within this site's regulatory coverage?
SAS Online is registered at SAS Online 3rd Floor, Building No. 5 Local Shopping Complex Rishabh Vihar Delhi - 110092 and tracked under our banks and deposit-taking institutions scope based on its institutional service profile (Stocks) rather than a domestic focus licence. Its 1 recorded licence (SEBI) should be evaluated for cross-border passporting and local solicitation rules.
What is SAS Online's institutional risk classification, enforcement exposure, and score profile?
SAS Online carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 5.0, risk & licensing: 5.0, brand: 5.0, market influence: 5.0, user reputation: 0.0). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to SAS Online's platforms, entity structure, and complaints?
Before allocating capital or executing trades with SAS Online (listed execution software: Alpha, Alpha by sasonline), institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to SEBI.
Related institutional research & regulatory analysis
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