Institution record
StoneX One
StoneX Financial Inc.
- Source score
- 5.0
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (banks and deposit-taking institutions) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
U.S. Securities and Exchange Commission (SEC) | CRD 136795 / SEC 8-68179 | Regulated | StoneX Financial Inc. | 2015 | |
Financial Conduct Authority | 446717 | Regulated | StoneX Financial Ltd | 2010 | |
National Futures Association | 0501390 | Regulated | StoneX Financial Inc. | 2015 | |
Monetary Authority of Singapore | Not supplied | Regulated | StoneX Financial Pte. Ltd. | 2011 | |
Australian Securities and Investments Commission | 345646 | Regulated | City Index Australia Pty Ltd | 2014 |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing StoneX One against peer institutions in our banks and deposit-taking institutions dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| StoneX One (this record) | U.S. Securities and Exchange Commission (SEC)Financial Conduct AuthorityNFA+2 | 5 / 5 | Risk level not supplied | 5.0 | 0 |
MASPrudential Regulation Authority (Bank of England PRA)Office of the Comptroller of the Currency (U.S. OCC)+4 | 7 / 7 | Risk level not supplied | 5.0 | 0 | |
Australian Prudential Regulation Authority (APRA)Reserve Bank of New Zealand (RBNZ)ASIC | 3 / 3 | Risk level not supplied | 5.0 | 0 | |
MASHong Kong Monetary Authority (HKMA) | 2 / 2 | Risk level not supplied | 5.0 | 0 | |
MASOffice of the Comptroller of the Currency (U.S. OCC) | 2 / 2 | Risk level not supplied | 3.0 | 0 | |
Australian Prudential Regulation Authority (APRA)ASICASIC | 3 / 3 | Risk level not supplied | 5.0 | 0 |
StoneX One: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is StoneX One's regulatory licence status and supervisory authorisation?
In our imported dataset, StoneX One (legal entity reference: StoneX Financial Inc.) holds 5 recorded licence entries, of which 5 carry a "regulated" status and 5 are marked regulated or registered: U.S. Securities and Exchange Commission (SEC) — licence CRD 136795 / SEC 8-68179, status: regulated; Financial Conduct Authority — licence 446717, status: regulated; NFA (National Futures Association) — licence 0501390, status: regulated; MAS (Monetary Authority of Singapore) — licence Not supplied, status: regulated; ASIC (Australian Securities and Investments Commission) — licence 345646, status: regulated. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official U.S. Securities and Exchange Commission (SEC), Financial Conduct Authority, NFA public register.
Which of StoneX One's jurisdictions and licences fall within this site's regulatory coverage?
StoneX One is registered at 230 S LaSalle St #10-500 Chicago, IL 60604 and tracked under our banks and deposit-taking institutions scope based on its institutional service profile (Indices, Forex, Commodities) rather than a domestic focus licence. Its 5 recorded licences (U.S. Securities and Exchange Commission (SEC), Financial Conduct Authority, NFA, MAS, ASIC) should be evaluated for cross-border passporting and local solicitation rules.
What is StoneX One's institutional risk classification, enforcement exposure, and score profile?
StoneX One carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 5.0, risk & licensing: 5.0, brand: 5.0, market influence: 5.0, user reputation: 0.0). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to StoneX One's platforms, entity structure, and complaints?
Before allocating capital or executing trades with StoneX One, institutional and retail allocators should: (1) confirm the domain (stonex.co) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to U.S. Securities and Exchange Commission (SEC).
Related institutional research & regulatory analysis
Editorial briefings and compliance research from FinLexicon Wiki relevant to StoneX One's supervisory scope.
Regulation
Basel III Endgame CVA Risk Framework: Basic Approach (BA-CVA) vs. Standardized Approach (SA-CVA) Defined (25 Oct 2026)
Reference entry updated 25 October 2026 defining Credit Valuation Adjustment (CVA) capital charges under Basel III Endgame (MAR50), comparing reduced vs. hedged BA-CVA and sensitivity-based SA-CVA.
Market Microstructure & Derivatives Taxonomy
Expanded Risk-Based Approach (ERBA) Basel III Endgame Standard: Master Agreement Clauses, Legal Opinions & Novation Workflows (-4.8% Cat I/II CET1 Change Benchmark)
Expanded Risk-Based Approach (ERBA) Basel III Endgame Standard (BASEL-ERBA-2026) stands at -4.8% (Cat I/II CET1 Change) (Source: Federal Reserve / OCC / FDIC, 2026-10-20), governing SIFMA Cleared Repo Annexes, ISDA proto
Central Clearing & Repo Architecture
SEC Rule 17ad-22(e)(18) U.S. Treasury Central Clearing Mandate: Master Agreement Clauses, Legal Opinions & Novation Workflows (100% Eligible Repo Scope Benchmark)
SEC Rule 17ad-22(e)(18) U.S. Treasury Central Clearing Mandate (SEC-UST-CLEARING) stands at 100% (Eligible Repo Scope) (Source: U.S. Securities and Exchange Commission, 2026-10-20), governing SIFMA Cleared Repo Annexes,
ISDA & Counterparty Credit Lexicon
FICC Sponsored Member Repo (SMR) Done-With & Done-Away Clearing: Master Agreement Clauses, Legal Opinions & Novation Workflows ($1.95T Daily Sponsored Volume Benchmark)
FICC Sponsored Member Repo (SMR) Done-With & Done-Away Clearing (FICC-SPONSORED-REPO) stands at $1.95T (Daily Sponsored Volume) (Source: DTCC Fixed Income Clearing Corp, 2026-10-20), governing SIFMA Cleared Repo Annexes,