1v1 Institutional Counterparty Comparison
UCO Bank vs Upstox: Regulation, 6D Ratings & Safety Audit
Deterministic head-to-head benchmarking of UCO Bank (UCO Bank Securities) and Upstox (Upstox) across primary regulatory filings, statutory Tier-1 authorisations, 6-Dimension compliance scores, execution software, and warning exposure.
Coverage: Banks and deposit-taking institutions
Upstox outranks UCO Bank by +4.0 pts in composite 6D scoring (7.0 vs 3.0)
On supervisory breadth, UCO Bank holds 1 active regulated licence(s) (0 Tier-1) out of 1 total filings and 0 warning count(s), whereas Upstox holds 1 active regulated licence(s) (0 Tier-1) out of 1 total filings and 0 warning count(s). Allocators should inspect the individual licence numbers and contracting legal entities below before onboarding.
6-Dimension Quantitative Scorecard Comparison
Head-to-head breakdown across all 6 proprietary evaluation dimensions (0.0–10.0 scale).
| Evaluation Dimension | Methodology Weight | UCO Bank | Upstox | Score Delta | Dimension Leader |
|---|---|---|---|---|---|
| Overall Composite 6D Score | 100% Composite | 3.0 | 7.0 | +4.0 | Upstox |
| Regulatory & Licensing Integrity (riskScore) | 30% Weight | 4.0 | 6.0 | +2.0 | Upstox |
| Execution & Software Infrastructure (industryScore) | 20% Weight | 3.0 | 4.0 | +1.0 | Upstox |
| User Reputation & Complaint Telemetry (userScore) | 20% Weight | 0.0 | 0.0 | 0.0 | Statistical Tie |
| Institutional Brand Longevity (brandScore) | 15% Weight | 4.0 | 6.0 | +2.0 | Upstox |
| Global Market Influence & Footprint (influenceScore) | 15% Weight | 4.0 | 6.0 | +2.0 | Upstox |
Visual Architecture Benchmark: UCO Bank vs Upstox
Vector comparison exhibit generated from live supervisory snapshot metrics.
Regulatory Standing, Entity & Platform Comparison
Structural comparison of supervisory authorisations, domicile, execution terminals, and risk telemetry.
| Audit Attribute | UCO Bank | Upstox |
|---|---|---|
| Primary Legal Name | UCO Bank Securities | Upstox |
| Source Risk Classification | Risk level not supplied | Risk level not supplied |
| Active Regulated / Total Filings | 1 regulated / 1 total (0 Tier-1) | 1 regulated / 1 total (0 Tier-1) |
| Recorded Certificate Numbers | SEBI: Not supplied | |
| Registered Domicile / Address | UCO Bank Building, Netaji Subhas Road, Kolkata, West Bengal, India. | 30th Floor, Sunshine Tower, Senapati Bapat Marg, Dadar (W) IN,Maharashtra,Mumbai,400013 |
| Offered Asset Classes & Services | Financial services, Banking, Forex | Cryptocurrencies, Stocks, Funds |
| Execution Software & Terminals | Proprietary / Web Platform | Upstox: Demat, Stock, MF, IPO |
| Supported Client Languages | English | English |
| Warning / Exposure Count | 0 recorded warning(s) | 0 recorded warning(s) |
| Specialized Sub-Page Audits |
Related 1v1 Institutional Comparisons
Compare UCO Bank and Upstox against other regulated peers in our banks and deposit-taking institutions slice.
Frequently Asked Questions: UCO Bank vs Upstox
Deterministic counterparty comparison answers derived from supervisory records.
Which institution has stronger regulatory oversight: UCO Bank or Upstox?
Both UCO Bank and Upstox hold 1 regulated licence record(s) in our dataset. Specifically, UCO Bank maintains 1 total recorded filing(s) (SEBI) with 0 warning flag(s), whereas Upstox maintains 1 recorded filing(s) (SEBI) with 0 warning flag(s). Always confirm the specific subsidiary onboarding your account on the official regulator register.
How do the 6D quantitative compliance scores compare between UCO Bank and Upstox?
In FinLexicon Wiki's 6-Dimension scoring matrix (0.0–10.0 scale), UCO Bank records an Overall Score of 3.0 (Risk & Licensing: 4.0, Brand: 4.0, Market Influence: 4.0, User Reputation: 0.0, Execution & Software: 3.0), compared with Upstox at 7.0 Overall (Risk & Licensing: 6.0, Brand: 6.0, Market Influence: 6.0, User Reputation: 0.0, Execution & Software: 4.0).
How do UCO Bank and Upstox differ in trading platforms and asset classes?
UCO Bank lists Financial services, Banking, Forex with execution software [proprietary/web execution], while Upstox lists Cryptocurrencies, Stocks, Funds with execution software [Upstox: Demat, Stock, MF, IPO]. Counterparties should verify FIX/API connectivity, server routing topology, and negative balance protection per entity.
Which counterparty carries lower regulatory warning and complaint exposure: UCO Bank or Upstox?
UCO Bank carries a "Risk level not supplied" classification with 0 warning/exposure count(s) and 0 user comment(s), while Upstox carries a "Risk level not supplied" classification with 0 warning/exposure count(s) and 0 user comment(s).
Structured against supervisory register snapshots and public regulatory filings. Verify your contracting legal entity and current authorisation status directly on the issuing regulator’s official register before transacting.