30-Jurisdiction Statutory Audit • Spain (ES)
Is Botsfolio Regulated in Spain? (CNMV Compliance Audit)
Deterministic regulatory audit of Botsfolio (Botsfolio) against Spain's national supervisor (Comisión Nacional del Mercado de Valores), statutory investor compensation limits, and retail margin rules.
Coverage: Spain (ES) • Supervisor: CNMV (Tier-1 Onshore)
Switch National Jurisdiction Audit (30 Statutory Regimes)
← Back to Botsfolio Main DossierSpain (CNMV) Statutory Compliance Matrix for Botsfolio
Side-by-side comparison of Spain's statutory requirements against Botsfolio's recorded filings.
| Statutory Dimension | Spain (CNMV) Mandate | Botsfolio Recorded Standing |
|---|---|---|
| National Supervisory Authority | Comisión Nacional del Mercado de Valores (CNMV) | No Active Licence Recorded |
| Local Certificate Number(s) | Mandatory registration on official CNMV public register | None recorded in Spain |
| Statutory Investor Compensation Cap | €100,000 FOGAIN (Fondo General de Garantía de Inversiones) | Not covered by Spain domestic scheme when onboarded offshore |
| Retail Leverage & Margin Cap | 30:1 Major FX / 20:1 Minor FX (ESMA MiFID II + CNMV July 2023 Retail CFD Marketing Ban) | Governed by foreign/offshore subsidiary contract terms |
| Client Money Segregation Rule | LMV MiFID II Client Money Segregation & Mandatory Close-Out at 50% Margin | Verify daily trust reconciliation & negative balance protection in client agreement |
Botsfolio — Spain (CNMV) Compliance Exhibit
Deterministic vector diagram of local licensing, investor protection, and leverage constraints.
Top 5 Regulated Peers for Spain (CNMV) Comparison
Benchmark Botsfolio against peer institutions in our banks and deposit-taking institutions slice.
| Institution | Recorded Licences | 6D Score | Risk Classification | |
|---|---|---|---|---|
| MUFG Bank | MASPrudential Regulation Authority (Bank of England PRA)Office of the Comptroller of the Currency (U.S. OCC) | 5.0 | Risk level not supplied | |
| American Express | Federal Deposit Insurance Corporation (U.S. FDIC)Office of the Comptroller of the Currency (U.S. OCC)Board of Governors of the Federal Reserve System (U.S. Fed) | 5.0 | Risk level not supplied | |
| BofA | Board of Governors of the Federal Reserve System (U.S. Fed)Federal Deposit Insurance Corporation (U.S. FDIC)Office of the Comptroller of the Currency (U.S. OCC) | 5.0 | Risk level not supplied | |
| Citibank, N.A. | Board of Governors of the Federal Reserve System (U.S. Fed)Office of the Comptroller of the Currency (U.S. OCC)Federal Deposit Insurance Corporation (U.S. FDIC) | 5.0 | Risk level not supplied | |
| Fifth Third Bank | Board of Governors of the Federal Reserve System (U.S. Fed)Federal Deposit Insurance Corporation (U.S. FDIC)Office of the Comptroller of the Currency (U.S. OCC) | 5.0 | Risk level not supplied |
Botsfolio in Spain (CNMV): Frequently Asked Questions
Statutory licensing, compensation cap, and leverage answers.
Is Botsfolio regulated in Spain by CNMV?
Our dataset currently holds 0 local CNMV licences and 0 active foreign regulated licences for Botsfolio. Residents of Spain should verify primary authorisation directly on the CNMV public register before transacting.
What is the investor compensation limit for Spain residents using Botsfolio?
Because Botsfolio does not hold a recorded local CNMV licence in our current snapshot, Spain's domestic statutory compensation scheme (€100,000 FOGAIN (Fondo General de Garantía de Inversiones)) does not cover accounts opened with Botsfolio's foreign or offshore subsidiaries.
What retail leverage cap and margin rules apply in Spain (CNMV)?
Comisión Nacional del Mercado de Valores (CNMV) enforces the following retail leverage and margin standard in Spain: 30:1 Major FX / 20:1 Minor FX (ESMA MiFID II + CNMV July 2023 Retail CFD Marketing Ban), alongside client asset protection rules requiring LMV MiFID II Client Money Segregation & Mandatory Close-Out at 50% Margin.
Which regulated alternatives to Botsfolio hold licences in Spain or comparable tiers?
Comparable institutions in this directory include MUFG Bank (5.0/10, 7 filings), American Express (5.0/10, 3 filings), BofA (5.0/10, 3 filings), Citibank, N.A. (5.0/10, 3 filings), Fifth Third Bank (5.0/10, 3 filings). Use the 1v1 Compare links in the table above to benchmark Botsfolio against each peer.
Structured against supervisory register snapshots and public regulatory filings. Verify your contracting legal entity and current authorisation status directly on the issuing regulator’s official register before transacting.